DFX Intelligence

J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

J•••• M•••••

Advisor at C••••• I••••••••• A••••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:f272cda6-2674-058d-2053-7cf9b1e99110

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 7, 2021	n/a	yes	TAMPA, FL	Current employment
P•• M•••••• A•••••• S••••••••• I•••	Former SEC adviser	Feb 11, 2020	Aug 23, 2021	no	Tampa, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• M•••••• A•••••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Aug 23, 2021	Sep 7, 2021	15	Firm change	Ibd to ibd
O•••• F•• I•••	P•• M•••••• A•••••• S••••••••• I•••	Jan 17, 2020	Feb 11, 2020

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 7, 2021 to presentfactForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2020 to Aug 23, 2021factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 27, 2018 to Jan 17, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f272cda6-2674-058d-2053-7cf9b1e99110
First observed: May 5, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.