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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Daniel Danilovich Lewis

Advisor at ADVICE AND PLANNING SERVICES

Charlotte, NC | Concord, NC

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Search this name across graphsid dfx:ria:f2807065-90f1-b1c7-90d5-891dbedb652a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 20, 2022
First registration: Aug 22, 2022
Dual registered: yes, broker-dealer
Other names: Daniel Lewis|Daniel D Lewis|Daniel Danilovich Lewis
IAPD individual key: 7468423

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 15, 2026	n/a	yes	Concord, NC\|Charlotte, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 14, 2024	Aug 1, 2024	no	CHARLOTTE, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 5, 2023	Apr 22, 2024	no	CHARLOTTE, NC	Previous registration
LEWIS FINANCIAL MANAGEMENT, LLC	Independent wealth	Aug 22, 2022	Mar 27, 2023	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ADVICE AND PLANNING SERVICES	Aug 1, 2024	Jul 15, 2026	713	Firm change after gap	Wirehouse to ibd
ADVICE AND PLANNING SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 22, 2024	May 14, 2024	22	Firm change	Ibd to wirehouse
LEWIS FINANCIAL MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Mar 27, 2023	May 5, 2023	39	Firm change	RIA to ibd

Relationships

Registered with (3)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 5, 2023 to Apr 22, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 14, 2024 to Aug 1, 2024factForm ADV
→ LEWIS FINANCIAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 22, 2022 to Mar 27, 2023factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
Daniel Danilovich Lewis left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Advice And Planning Services (registered 2026-07-15)
Form ADVobserved 5 days ago
Occurred
Apr 22, 2024
Advisor changed firm
Daniel Danilovich Lewis left Advice And Planning Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-05-14)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2023
Advisor changed firm
Daniel Danilovich Lewis left Lewis Financial Management, Llc for Advice And Planning Services (registered 2023-05-05)
Form ADVobserved 5 days ago