DFX Intelligence

G••• W•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

G••• W•••••• B•••

Advisor at N••• C•••••••••

BOCA RATON, FL | WOONSOCKET, RI

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Search this name across graphsid dfx:ria:f2961d07-f845-d12a-8c62-3dd1d0d2d04e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• C•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• C•••••••••	Bd affiliated wealth	May 14, 2020	n/a	yes	BOCA RATON, FL\|WOONSOCKET, RI	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 3, 2013	Dec 24, 2019	no	WRENTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	N••• C•••••••••	Dec 24, 2019	May 14, 2020	142	Firm change	Ibd to ibd
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 21, 2010	Jul 21, 2010

Relationships

Registered with (4)

→ N••• C•••••••••Registered adviserregistration: current employment
May 14, 2020 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2013 to Dec 24, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 4, 2006 to Jul 21, 2010factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2961d07-f845-d12a-8c62-3dd1d0d2d04e
First observed: Oct 19, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.