DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
NEWBERG, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | NEWBERG, OR | Current employment |
| C••••••• A••••••• S•••••••• L•• | Former SEC adviser | Sep 18, 2019 | Jan 7, 2022 | no | PORTLAND, OR|Sherwood, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A••••••• S•••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 7, 2022 | Mar 21, 2024 | 804 | Firm change after gap | RIA to ibd |
| P•••••• W••• F•••••••• C••••••••• I•• | C••••••• A••••••• S•••••••• L•• | Feb 28, 2012 | Sep 18, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290231:105644:OR:2022-01-07 | Jan 7, 2022 | Mar 21, 2024 | SHERWOOD, OR | Firm change after gap |
| P•••••• W••• F•••••••• C••••••••• I•• | Former SEC adviser | Apr 13, 2010 | Feb 28, 2012 | no | RENTON, WA | Previous registration |
| E••••• J•••• | National bd RIA | Nov 28, 2006 | Apr 5, 2010 | no | ST LOUIS, MO|WILSONVILLE, OR | Previous registration |
| 2,759 |
| Firm change after gap |
| Other |
| E••••• J•••• | P•••••• W••• F•••••••• C••••••••• I•• | Apr 5, 2010 | Apr 13, 2010 | 8 | Firm change | Other |