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Advisor at DIMENSIONAL FUND ADVISORS LP
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | Asset manager | Sep 28, 2022 | n/a | yes | AUSTIN, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 11, 2022 | Sep 22, 2022 | no | Austin, TX|SAN DIEGO, CA | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 28, 2016 | Feb 16, 2022 | no | AUSTIN, TX | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 6, 2015 | Sep 22, 2016 | no | AUSTIN, TX | Previous registration |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 2, 2014 | Jul 27, 2015 | no | CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DIMENSIONAL FUND ADVISORS LP | Sep 22, 2022 | Sep 28, 2022 | 6 | Firm change | Other |
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Feb 16, 2022 | Mar 11, 2022 | 23 | Firm change | Ibd to RIA |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 28, 2016 | -147 | Bulk transfer | Other |
| J. W. COLE ADVISORS, INC. | NFP ADVISOR SERVICES, LLC | Jul 27, 2015 | Aug 6, 2015 | 10 | Firm change | Other |