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T••••• H•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

T••••• H•••••• M••••••••

Advisor at W••••••• J•••• W••••• M••••••••• L••

Palm Beach, FL | New York, NY

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Search this name across graphsid dfx:ria:f2b04396-bf7c-2e32-b661-5bc7fb57513a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Jul 18, 2019 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• H•••••• M••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

T••••• H•••••• M••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• J•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• J•••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	Palm Beach, FL\|New York, NY	Current employment
W•••••••• J•••• • A••••••••• L••	Former SEC adviser	Jul 18, 2019	Aug 23, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• J•••• • A••••••••• L••	W••••••• J•••• W••••• M••••••••• L••	Aug 23, 2019	Jan 1, 2025	1,958	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ W••••••• J•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ W•••••••• J•••• • A••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2019 to Aug 23, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2b04396-bf7c-2e32-b661-5bc7fb57513a
First observed: Jul 18, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.