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CRD 301925
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM PICKERING JONES, JR. | n/a | New York, NY | 7 | 38 | 1 | no |
| NANCY LEE KOKOLJ | n/a | New York, NY | 7 | 40 | 1 | no |
| DAVID ALLAN ROSENFELD | n/a | New York, NY | 6 | 23 | 1 | no |
| MALCOLM LAUDER MACPHERSON | Chartered Financial Analyst | NEW YORK, NY | 5 | 31 | n/a | no |
| SIDNEY F. GOUDIE | Chartered Financial Analyst | NEW YORK, NY | 5 | 18 | n/a | no |
| JOHN JOSEPH EAGER | n/a | NEW YORK, NY | 5 | 37 | n/a | no |
| J. DOUGLAS KELLY | n/a | NEW YORK, NY | 5 | 31 | n/a | no |
| MAUREEN CLANCY TOMPKINS | n/a | NEW YORK, NY | 5 | 21 | n/a | no |
| JOSEPH BERGAMO GHIO | n/a | NEW YORK, NY | 5 | 11 | 1 | no |
| Karen Yuen Ma | n/a | NEW YORK, NY | 5 | 20 | n/a | no |
| BARBARA ANN TARMY | n/a | NEW YORK, NY | 5 | 19 | 1 | no |
| KYLE JOSEPH EAGER | n/a | NEW YORK, NY | 5 | 11 | 1 | no |
| David Evan Goldberger | Certified Financial Planner | NEW YORK, NY | 4 | 11 | 2 | no |
| TIMOTHY ROBERT GEORGEN | n/a | Palm Beach, FL | 2 | 10 | 1 | no |
| THOMAS HASKELL MACCOWATT | Chartered Financial Analyst | Palm Beach, FL | New York, NY | 1 | 31 | 1 | no |
| Evan Michael Binder | Certified Financial Planner | NEW YORK, NY | 1 | 13 | 3 | no |
| OTHILLA TARA NOWAK | Chartered Financial Analyst | NEW YORK, NY | 1 | 14 | n/a | no |
| JOHN BLAIR CUMMINGS | n/a | NEW YORK, NY | 1 | 41 | n/a | no |
| HENRY AUGUSTUS WILMERDING | n/a | NEW YORK, NY | 1 | 33 | n/a | no |
| PATRICK MICHAEL KENNY | Chartered Financial Analyst | NEW YORK, NY | 1 | 11 | 1 | no |
| FRANCO GIOVANNI AGAPITO | Chartered Financial Analyst | NEW YORK, NY | 0 | 18 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-10 | Hedge Fund | $46.8M | Apr 30, 2026 | 135 | Mar 15, 2012 | reported | 021-150113 |
| WJA HOUSING BOND FUND, LLC | Other Private Fund | $44.3M | Apr 30, 2026 | 66 | Feb 28, 2014 | reported | 021-1569583 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-24 | Hedge Fund | $35.3M | Apr 30, 2026 | 74 | Feb 21, 2018 | reported | 021-1643883 |
| WILLIAMS JONES & ASSOCIATES HEDGE FUND 7 TRAUNCHE 5 | Hedge Fund | $25.8M | Apr 30, 2026 | 80 | Mar 15, 2012 | reported | n/a |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-7 | Hedge Fund | $25.4M | Apr 30, 2026 | 98 | Mar 15, 2012 | reported | 021-1501116 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-25 | Hedge Fund | $3.8M | Dec 4, 2023 | 75 | Mar 16, 2017 | dropped | 021-259827 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-9 | Hedge Fund | $3.7M | Apr 30, 2026 | 26 | Mar 15, 2012 | reported | n/a |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-22 | Hedge Fund | $2.6M | Nov 18, 2020 | 22 | Feb 23, 2015 | dropped | 021-1598714 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-14 | Hedge Fund | $2.6M | Apr 30, 2026 | 14 | Mar 15, 2012 | reported | 021-1506052 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-2 | Hedge Fund | $2.2M | Apr 30, 2026 | 49 | Mar 15, 2012 | reported | 021-1501121 |
| WJA VALUE EQUITY FUND, LLC | Other Private Fund | $1.9M | Jul 21, 2023 | 26 | Mar 23, 2016 | dropped | 021-238636 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-8 | Hedge Fund | $431,971 | Oct 27, 2022 | 41 | Mar 15, 2012 | dropped | 021-1501115 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-17 | Hedge Fund | $141,011 | Oct 27, 2022 | 22 | Mar 15, 2012 | dropped | 021-1508969 |
| COMVEN 3Q FUND | Venture Capital Fund | $54,184 | Oct 27, 2022 | 22 | Mar 16, 2017 | dropped | n/a |
| COMVEN 3A FUND | Venture Capital Fund | $20,552 | Oct 27, 2022 | 18 | Mar 16, 2017 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EAGER, JOHN, JOSEPH | PRESIDENT, TREASURER AND PARTNER | Na | yes | 05/2019 | Apr 30, 2026 | Apr 30, 2026 |
| JONES, JR., WILLIAM, PICKERING | CHAIRMAN, PARTNER | Na | yes | 05/2019 | Apr 30, 2026 | Apr 30, 2026 |
| LE, HOA, VAN | CHIEF OPERATIONS OFFICER, PARTNER OFFICER | Na | yes | 03/2021 | Apr 30, 2026 | Apr 30, 2026 |
| TARMY, BARBARA, ANN | Partner | Na | yes | 05/2019 | Apr 30, 2026 | Apr 30, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 25, 2023 | Mar 27, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 20, 2023 | Mar 27, 2024 |
| FOCUS FINANCIAL PARTNERS, INC. | Member | E | yes | 07/2018 | Jun 12, 2019 | Mar 27, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Jun 12, 2019 | Mar 27, 2024 |
| FOCUS OPERATING, LLC | MEMBER (MANAGER) | E | yes | 05/2019 | Jun 12, 2019 | Mar 27, 2024 |
| SCHWEON, JEFF | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, PARTNER | Na | yes | 05/2019 | Jun 12, 2019 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH GROUP, LLC | n/a | Independent wealth | $2.5B | N | yes | n/a |
| FOCUS RISK SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PALM BEACH | FL | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $12B | $12B | 52 | 24 | 2 | 8 | n/a |
| 2024 | Apr 29, 2025 | $12B | $12B | 50 | 18 | 2 | 8 | n/a |
| 2023 | Mar 18, 2024 | $11B | $10B | 45 | 17 | 2 | 8 | $214M |
| 2022 | Mar 23, 2023 | $9.3B | $9.2B | 43 | 17 | 2 | 10 | $226M |
| 2021 | Mar 29, 2022 | $11B | $11B | 37 | 17 | 1 | 14 | $265M |
| 2020 | Mar 11, 2021 | $9.3B | $9.3B | 42 | 17 | 1 | 14 | $232M |
| 2019 | Mar 3, 2020 | $8.2B | $8.1B | 40 | 13 | 1 | 15 | $256M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 5 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $12B | $12B | 7.4% | $9.3B | 10.2% | 52 | 50 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WILLIAMS, JONES & ASSOCIATES, LLC | 4 | Aug 23, 2019 | Jan 1, 2025 | NEW YORK, NY | Firm absorbed | RIA to RIA | 100.0% |