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RIA / WealthAdvisorCertified Financial Planner12 years in industry

KAITLYN MCINNIS CARLSON

Advisor at THEORY PLANNING PARTNERS

MARBLEHEAD, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THEORY PLANNING PARTNERS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 11
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 13, 2014
First registration: Jun 16, 2014
Dual registered: no
Other names: KAITLYN MCINNIS|KAITLYN ANNE MCINNIS|Kaitlyn A McInnis
IAPD individual key: 6075785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THEORY PLANNING PARTNERS	State registered	May 6, 2020	n/a	yes	MARBLEHEAD, MA	Current employment
CIVITAS FINANCIAL	n/a	Sep 6, 2019	May 12, 2020	no	LOUISVILLE, KY	Previous registration
MINOT WEALTH MANAGEMENT LLC	Former SEC adviser	Apr 22, 2019	Jul 31, 2019	no	WESTWOOD, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 31, 2015	May 1, 2019	no	NEW ORLEANS, LA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Jun 16, 2014	Aug 4, 2015	no	BOSTON, MA\|ANDOVER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIVITAS FINANCIAL	THEORY PLANNING PARTNERS	May 12, 2020	May 6, 2020	-6	Firm change	Other
MINOT WEALTH MANAGEMENT LLC	CIVITAS FINANCIAL	Jul 31, 2019	Sep 6, 2019	37	Firm change	Other
UBS FINANCIAL SERVICES INC.	MINOT WEALTH MANAGEMENT LLC	May 1, 2019	Apr 22, 2019	-9	Firm change	Wirehouse to new firm
PUTNAM INVESTMENT MANAGEMENT, LLC	UBS FINANCIAL SERVICES INC.	Aug 4, 2015	Aug 31, 2015	27	Firm change	Other

Relationships

Registered with (5)

→ THEORY PLANNING PARTNERSRegistered adviserregistration: current employment
May 6, 2020 to presentfactForm ADV
→ CIVITAS FINANCIALRegistered adviserregistration: previous registration
Sep 6, 2019 to May 12, 2020factForm ADV
→ MINOT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 22, 2019 to Jul 31, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 31, 2015 to May 1, 2019factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 16, 2014 to Aug 4, 2015factForm ADV

Dated events

No dated event names this entity yet.