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Advisor at THE RICE PARTNERSHIP, LLC
SAN LUIS OBISPO, CA | HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHJAR INVESTMENT ADVISORY, LLC | Independent wealth | May 15, 2024 | n/a | yes | SAN LUIS OBISPO, CA|HONOLULU, HI | Current employment |
| THE RICE PARTNERSHIP, LLC | Independent wealth | May 15, 2024 | n/a | yes | HONOLULU, HI|SAN LUIS OBISPO, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 19, 2023 | Jan 4, 2024 | no | SAN LUIS OBISPO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 8, 2022 | Nov 30, 2022 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE RICE PARTNERSHIP, LLC | Jan 4, 2024 | May 15, 2024 | 132 | Firm change | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 30, 2022 | Jan 19, 2023 | 50 | Firm change | Wirehouse to wirehouse |