DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

HENRY LEQUENCE SMITH

Advisor at HV CAPITAL ADVISORS LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2bb67a0-e7fa-2888-c367-7d28b89475bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 31, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HV CAPITAL ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 28, 1998
First registration: Aug 31, 1998
Dual registered: no
Other names: HENRY L SMITH
IAPD individual key: 2945047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HV CAPITAL ADVISORS LLC	State registered	Sep 17, 2012	n/a	yes	DALLAS, TX	Current employment
BROKERSXPRESS LLC	Former SEC adviser	Mar 15, 2010	Sep 7, 2012	no	CHICAGO, IL\|NEWBURY PARK, CA\|DALLAS, TX	Previous registration
EVOLVE SECURITIES, INC.	n/a	Jan 30, 2009	Mar 18, 2010	no	AUSTIN, TX\|DALLAS, TX	Previous registration
SOUTHWEST TEXAS CAPITAL, L.L.C	n/a	Apr 14, 2006	Oct 30, 2007	no	PLANO, TX\|PLANO, TX\|PLANO, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Feb 3, 2003	Nov 4, 2005	no	DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 31, 1998	Jan 29, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROKERSXPRESS LLC	HV CAPITAL ADVISORS LLC	Sep 7, 2012	Sep 17, 2012	10	Firm change	Other
EVOLVE SECURITIES, INC.	BROKERSXPRESS LLC	Mar 18, 2010	Mar 15, 2010	-3	Firm change	Other
SOUTHWEST TEXAS CAPITAL, L.L.C	EVOLVE SECURITIES, INC.	Oct 30, 2007	Jan 30, 2009	458	Firm change after gap	Other
HILLTOP SECURITIES INC.	SOUTHWEST TEXAS CAPITAL, L.L.C	Nov 4, 2005	Apr 14, 2006	161	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HILLTOP SECURITIES INC.	Jan 29, 2003	Feb 3, 2003	5	Firm change	Other

Relationships

Registered with (6)

→ HV CAPITAL ADVISORS LLCRegistered adviserregistration: current employment
Sep 17, 2012 to presentfactForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Mar 15, 2010 to Sep 7, 2012factForm ADV
→ EVOLVE SECURITIES, INC.Registered adviserregistration: previous registration
Jan 30, 2009 to Mar 18, 2010factForm ADV
→ SOUTHWEST TEXAS CAPITAL, L.L.CRegistered adviserregistration: previous registration
Apr 14, 2006 to Oct 30, 2007factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Feb 3, 2003 to Nov 4, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 31, 1998 to Jan 29, 2003factForm ADV

Dated events

No dated event names this entity yet.