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RIA / WealthAdvisor26 years in industry

JONATHAN MOSER SPATZ

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

HICKORY, NC | Mooresville, NC | PHOENIX, AZ

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Search this name across graphsid dfx:ria:f2c0afe0-4263-9a23-6c47-140c5e7e1eaa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: May 21, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 25, 2000
First registration: May 21, 2004
Dual registered: no
Other names: Jonathan Spatz
IAPD individual key: 4161821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 18, 2026	n/a	yes	PHOENIX, AZ\|HICKORY, NC\|Mooresville, NC	Current employment
LIFEWORKS ADVISORS, LLC	Independent wealth	Mar 1, 2023	Aug 14, 2026	no	HICKORY, NC\|GRAND RAPIDS, MI	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Apr 29, 2022	Feb 24, 2023	no	WHEATON, IL\|Hickory, NC	Previous registration
INSIGHT FOLIOS	Independent wealth	May 27, 2021	Jun 14, 2022	no	Hickory, NC\|CHARLOTTE, NC	Previous registration
BROOKSTONE ASSET MANAGEMENT, LLC	Asset manager	Aug 13, 2019	May 26, 2021	no	HICKORY, NC	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Aug 13, 2019	May 26, 2021	no	HICKORY, NC	Previous registration
EPIC FINANCIAL ADVISORS LLC	n/a	Sep 7, 2016	Sep 12, 2019	no	HICKORY, NC	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 23, 2013	Sep 2, 2016	no	HICKORY, NC\|GREENVILLE, SC\|HICKORY, NC\|HICKORY, NC	Previous registration
WFG ADVISORS, LP	Former SEC adviser	May 13, 2008	Dec 23, 2013	no	HICKORY, NC\|HICKORY, NC\|HICKORY, NC	Previous registration
CAROLINA INVESTMENT ADVISORS, LLC	n/a	Nov 22, 2005	Dec 31, 2007	no	HICKORY, NC	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jan 18, 2005	Jul 12, 2005	no	HICKORY, NC	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 21, 2004	Jan 6, 2005	no	HICKORY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEWORKS ADVISORS, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Aug 14, 2026	Aug 18, 2026	4	Firm change	RIA to RIA
BROOKSTONE WEALTH ADVISORS, LLC	LIFEWORKS ADVISORS, LLC	Feb 24, 2023	Mar 1, 2023	5	Firm change	RIA to RIA
INSIGHT FOLIOS	BROOKSTONE WEALTH ADVISORS, LLC	Jun 14, 2022	Apr 29, 2022	-46	Firm change after gap	RIA to RIA
BROOKSTONE WEALTH ADVISORS, LLC	BROOKSTONE ASSET MANAGEMENT, LLC	May 26, 2021	Aug 13, 2019	-652	Channel change	RIA to RIA
BROOKSTONE ASSET MANAGEMENT, LLC	BROOKSTONE WEALTH ADVISORS, LLC	May 26, 2021	Aug 13, 2019	-652	Firm change after gap	RIA to RIA
EPIC FINANCIAL ADVISORS LLC	BROOKSTONE ASSET MANAGEMENT, LLC	Sep 12, 2019	Aug 13, 2019	-30	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	EPIC FINANCIAL ADVISORS LLC	Sep 2, 2016	Sep 7, 2016	5	Firm change	Other
WFG ADVISORS, LP	VOYA FINANCIAL ADVISORS, INC.	Dec 23, 2013	Dec 23, 2013	0	Firm change	Other
CAROLINA INVESTMENT ADVISORS, LLC	WFG ADVISORS, LP	Dec 31, 2007	May 13, 2008	134	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CAROLINA INVESTMENT ADVISORS, LLC	Jul 12, 2005	Nov 22, 2005	133	Firm change	Other
A. G. EDWARDS & SONS, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 6, 2005	Jan 18, 2005	12	Firm change	Other

Relationships

Registered with (11)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ LIFEWORKS ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 1, 2023 to Aug 14, 2026factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Feb 24, 2023factForm ADV
→ INSIGHT FOLIOSRegistered adviserregistration: previous registration
May 27, 2021 to Jun 14, 2022factForm ADV
→ BROOKSTONE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 13, 2019 to May 26, 2021factForm ADV
→ EPIC FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Sep 7, 2016 to Sep 12, 2019factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 23, 2013 to Sep 2, 2016factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
May 13, 2008 to Dec 23, 2013factForm ADV
→ CAROLINA INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 22, 2005 to Dec 31, 2007factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jan 18, 2005 to Jul 12, 2005factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 21, 2004 to Jan 6, 2005factForm ADV

Dated events

Occurred
Aug 14, 2026
Advisor changed firm
Jonathan Moser Spatz left Lifeworks Advisors, Llc for Foundations Investment Advisors Llc (registered 2026-08-18)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2023
Advisor changed firm
Jonathan Moser Spatz left Brookstone Wealth Advisors, Llc for Lifeworks Advisors, Llc (registered 2023-03-01)
Form ADVobserved 5 days ago
Occurred
Jun 14, 2022
Advisor changed firm
Jonathan Moser Spatz left Insight Folios for Brookstone Wealth Advisors, Llc (registered 2022-04-29)
Form ADVobserved 5 days ago