DFX Intelligence

Data Factory

J•••••• H••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

J•••••• H••••• B•••••

Advisor at S••••• W••••• M••••••••• L••

CHARLOTTESVILLE, VA | MATTHEWS, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2c159e7-cb0e-0eb1-46b5-c57cfd6578a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• L••	Independent wealth	Mar 10, 2009	n/a	yes	CHARLOTTESVILLE, VA\|MATTHEWS, NC	Current employment
N••••••••• M••••• W••••• M••••••••• C••••••	n/a	Feb 6, 2007	Apr 30, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	N••••••••• M••••• W••••• M••••••••• C••••••	Mar 4, 2009	Feb 6, 2007	-757	Firm change after gap	Other
N••••••••• M••••• W••••• M••••••••• C••••••	S••••• W••••• M••••••••• L••	Apr 30, 2007

Relationships

Registered with (3)

→ S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 10, 2009 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 4, 2005 to Mar 4, 2009factForm ADV
→ N••••••••• M••••• W••••• M••••••••• C••••••Registered adviserregistration: previous registration
Feb 6, 2007 to Apr 30, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2c159e7-cb0e-0eb1-46b5-c57cfd6578a1
First observed: Oct 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.