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CRD 119598
MATTHEWS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT PATRICK TREASE | n/a | MATTHEWS, NC | 24 | 24 | n/a | no |
| MATTHEW WILLIAM SPEAR | Certified Financial Planner | MATTHEWS, NC | 24 | 30 | 1 | no |
| CARLTON ELMER DIXON | Chartered Financial Consultant | MATTHEWS, NC | 21 | 39 | 2 | no |
| KATHLEEN M FOCHT | n/a | MATTHEWS, NC | 21 | 25 | n/a | no |
| JEFFREY HOWELL BURTON | n/a | CHARLOTTESVILLE, VA | MATTHEWS, NC | 17 | 24 | 2 | no |
| LOUISE COBB HOPKINS | n/a | MATTHEWS, NC | CHARLOTTESVILLE, VA | 16 | 17 | n/a | no |
| KEVIN ASHTON WELLS | n/a | CHARLOTTESVILLE, VA | Charlottesville, VA | STAMFORD, CT | MATTHEWS, NC | 13 | 14 | n/a | no |
| Joseph M Brooks | Certified Financial Planner | MATTHEWS, NC | 2 | 26 | 6 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SAPERE .690 GOLD FUND QP, LP | Hedge Fund | $46.7M | Aug 27, 2024 | 93 | Feb 5, 2021 | reported | 021-376146 |
| SAPERE .690 GOLD FUND, LP | Hedge Fund | $20.0M | Aug 27, 2024 | 66 | Feb 5, 2021 | reported | 021-376141 |
| SAPERE CREDIT OPPORTUNITIES QUALIFIED FUND, LP | Hedge Fund | $4.6M | Aug 27, 2024 | 17 | Apr 2, 2012 | reported | 021-160736 |
| SAPERE CREDIT OPPORTUNITIES OFFSHORE FUND, LTD | Hedge Fund | $2.9M | Aug 27, 2024 | 58 | Apr 2, 2012 | reported | 021-160654 |
| SAPERE CREDIT OPPORTUNITIES FUND, LP | Hedge Fund | $2.9M | Aug 27, 2024 | 44 | Apr 2, 2012 | reported | 021-160655 |
| SAPERE CREDIT OPPORTUNITIES OFFSHORE QUALIFIED FUND, LTD | Hedge Fund | $1.1M | Aug 27, 2024 | 8 | Mar 27, 2014 | reported | 021-179236 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BORRELLI, PAUL, FRANCIS | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER | Na | yes | 01/2011 | Apr 2, 2012 | Aug 27, 2024 |
| SPEAR, MATTHEW, WILLIAM | CO-CHIEF OPERATING OFFICER | Na | yes | 01/2022 | Mar 25, 2022 | Aug 27, 2024 |
| TREASE, LISA, MARIE | Member | C | yes | 08/2010 | Apr 2, 2012 | Aug 27, 2024 |
| TREASE, SCOTT, PATRICK | MANAGING MEMBER | E | yes | 02/2002 | Apr 2, 2012 | Aug 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SAPERE FUND MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SAPERE WEST CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlottesville | Va | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 13, 2026 | $605M | $605M | 7 | 1 | 1 | 6 | n/a |
| 2024 | Mar 21, 2025 | $346M | $346M | 7 | 1 | 1 | 6 | n/a |
| 2023 | Mar 27, 2024 | $345M | $345M | 7 | 1 | 1 | 6 | $78.2M |
| 2022 | Mar 31, 2023 | $337M | $337M | 7 | 1 | 1 | 6 | $80.6M |
| 2021 | Mar 25, 2022 | $304M | $304M | 7 | 1 | 1 | 6 | $111M |
| 2020 | Mar 31, 2021 | $268M | $268M | 9 | 4 | 1 | 6 | $120M |
| 2019 | Mar 30, 2020 | $285M | $285M | 9 | 4 | 1 | 4 | $85.4M |
| 2018 | Mar 28, 2019 | $436M | $436M | 17 | 7 | 1 | 4 | $234M |
| 2017 | Mar 26, 2018 | $608M | $608M | 17 | 7 | 1 | 4 | $295M |
| 2016 | Mar 28, 2017 | $709M | $709M | 17 | 7 | n/a | 4 | $276M |
| 2015 | Mar 29, 2016 | $781M | $781M | 19 | 8 | n/a | 4 | $298M |
| 2014 | Mar 31, 2015 | $945M | $945M | 18 | 11 | n/a | 4 | $419M |
| 2013 | Mar 27, 2014 | $1.0B | $1.0B | 18 | 5 | n/a | 4 | $432M |
| 2012 | Apr 1, 2013 | $1.0B | $753M | 17 | 4 | n/a | 3 | $244M |
| 2011 | Apr 2, 2012 | $875M | $875M | n/a | n/a | n/a | 3 | $242M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $605M | $346M | 74.7% | $337M | 21.5% | 7 | 7 | 1 | 1 |