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Advisor at UNIVERSAL FINANCIAL ADVISORS, LLC
ST. LOUIS, MO | Wood River, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNIVERSAL FINANCIAL ADVISORS, LLC | Independent wealth | Dec 9, 2025 | n/a | yes | Wood River, IL|ST. LOUIS, MO | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 7, 2016 | Dec 3, 2025 | no | Bethalto, IL | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 12, 2002 | Dec 31, 2015 | no | EAST ALTON, IL|EAST ALTON, IL | Previous registration |
| PRUDENT INVESTOR SERVICES, INC. | n/a | Mar 31, 1999 | Dec 13, 2002 | no | EAST ALTON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | UNIVERSAL FINANCIAL ADVISORS, LLC | Dec 3, 2025 | Dec 9, 2025 | 6 | Firm change | Ibd to RIA |
| PRUDENT INVESTOR SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | Dec 13, 2002 | Nov 12, 2002 | -31 | Firm change after gap | Other |