RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J•• M••••
- U•••••••• F•••••••• A•••••••• L•• independent RIA currentsince Dec 9, 2025 · Wood River, Il
- C••••••••• F•••••••• N•••••• national BDJan 7, 2016 to Dec 3, 2025 · Bethalto, Il
- C••••••••• F•••••••• N•••••• national BDNov 12, 2002 to Dec 31, 2015 · East Alton, Il
- P•••••• I••••••• S•••••••• I••• unclassifiedMar 31, 1999 to Dec 13, 2002 · East Alton, Il
- C••••••••• F•••••••• N•••••• to U•••••••• F•••••••• A•••••••• L••left Dec 3, 2025, registered Dec 9, 2025 (6 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• I••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Dec 13, 2002, registered Nov 12, 2002 (-31 days) · Other
- C•••• J•• M•••• left C••••••••• F•••••••• N•••••• for U•••••••• F•••••••• A•••••••• L•• (registered 2025-12-09)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address