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M•••••• K••••••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• K••••••••• J••••

Advisor at L•• E••••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:f2cb5289-94e3-8175-3b45-29c3d204a8dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 2
On other graphs: 0
Observed: May 31, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Sep 14, 2026	n/a	yes	CHARLOTTE, NC	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	May 31, 2012	Sep 2, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	L•• E••••••••• L••	Sep 2, 2026	Sep 14, 2026	12	Firm change	Ibd to ibd

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 2, 2026
Advisor changed firm
M•••••• K••••••••• J•••• left P•• W••••• M••••••••• for L•• E••••••••• L•• (registered 2026-09-14)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
M•••••• K••••••••• J•••• registered as an investment adviser representative at L•• E••••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2cb5289-94e3-8175-3b45-29c3d204a8dd
First observed: May 31, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.