RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K••••••••• J••••
- L•• E••••••••• L•• BD affiliated currentsince Sep 14, 2026 · Charlotte, Nc
- P•• W••••• M••••••••• BD affiliatedMay 31, 2012 to Sep 2, 2026 · Shaker Heights, Oh
- P•• W••••• M••••••••• to L•• E••••••••• L••left Sep 2, 2026, registered Sep 14, 2026 (12 days) · Affiliated broker-dealer or bank to another
- M•••••• K••••••••• J•••• registered as an investment adviser representative at L•• E••••••••• L••Sep 14, 2026 · Advisor registered · fact
- M•••••• K••••••••• J•••• left P•• W••••• M••••••••• for L•• E••••••••• L•• (registered 2026-09-14)Sep 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address