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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWPORT BEACH, CA | PLACENTIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 22, 2026 | n/a | yes | NEWPORT BEACH, CA|PLACENTIA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 14, 2025 | Jul 15, 2026 | no | PASADENA, CA|CHINO HILLS, CA|PASADENA, CA|GLENDORA, CA|ENCINO, CA|COVINA, CA|GLENDORA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 15, 2026 | Jul 22, 2026 | 7 | Firm change | Wirehouse to wirehouse |