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Advisor at WELLS FARGO ADVISORS
SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 22, 2019 | n/a | yes | SPRINGFIELD, MO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 17, 2015 | Aug 23, 2019 | no | SPRINGFIELD, MO | Previous registration |
| EDWARD JONES | National bd RIA | Dec 11, 2006 | Nov 21, 2013 | no | ST LOUIS, MO|ST CHARLES, MO|FLORISSANT, MO|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 23, 2019 | Aug 22, 2019 | -1 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 21, 2013 | Aug 17, 2015 | 634 | Firm change after gap | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:MO:2019-08-23 | Aug 23, 2019 | Aug 22, 2019 | SPRINGFIELD, MO | Firm change |