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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Chadwick Michael Schloesser

Advisor at MORGAN STANLEY

Middleton, WI

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Search this name across graphsid dfx:ria:f2e55684-3103-87cb-98ca-59df588a1336

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Jul 12, 2007
First registration: Jul 13, 2007
Dual registered: yes, broker-dealer
Other names: CHAD M STERNWEIS
IAPD individual key: 5313073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 19, 2018	n/a	yes	Middleton, WI	Current employment
SVA WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 21, 2017	Jan 10, 2019	no	MADISON, WI	Previous registration
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Dec 7, 2012	Jan 28, 2015	no	MIDDLETON, WI	Previous registration
EDWARD JONES	National bd RIA	Mar 19, 2012	Dec 4, 2012	no	ST LOUIS, MO\|FITCHBURG, WI	Previous registration
EDWARD JONES	National bd RIA	Mar 3, 2008	Jan 3, 2011	no	ST LOUIS, MO\|PLOVER, WI\|MADISON, WI\|Plover, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 13, 2007	Dec 17, 2007	no	EAU CLAIRE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVA WEALTH MANAGEMENT, LLC	MORGAN STANLEY	Jan 10, 2019	Sep 19, 2018	-113	Firm change after gap	RIA to wirehouse
B. C. ZIEGLER AND COMPANY	SVA WEALTH MANAGEMENT, LLC	Jan 28, 2015	Dec 21, 2017	1,058	Firm change after gap	Other
EDWARD JONES	B. C. ZIEGLER AND COMPANY	Dec 4, 2012	Dec 7, 2012	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Dec 17, 2007	Mar 3, 2008	77	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 19, 2018 to presentfactForm ADV
→ SVA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 21, 2017 to Jan 10, 2019factForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Dec 7, 2012 to Jan 28, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 19, 2012 to Dec 4, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 13, 2007 to Dec 17, 2007factForm ADV

Dated events

No dated event names this entity yet.