| AEGIS WEALTH MANAGEMENT, INC. | INDEPENDENT WEALTH | Oct 30, 2020 | n/a | yes | Holladay, UT|Salt Lake City, UT|GUTHRIE CENTER, IA | current employment |
| ONEDIGITAL | INSTITUTIONAL MANAGER | Apr 5, 2019 | Oct 2, 2020 | no | SANDY, UT|OVERLAND PARK, KS | previous registration |
| WELLS FARGO ADVISORS | WIREHOUSE | Aug 26, 2013 | Mar 12, 2019 | no | SALT LAKE CITY, UT|PARK CITY, UT|SANDY, UT|SALT LAKE CITY, UT|MIDVALE, UT|SANDY, UT|WEST JORDAN, UT | previous registration |
| U.S. BANCORP INVESTMENTS, INC. | FORMER SEC ADVISER | May 16, 2011 | Aug 27, 2013 | no | PARK CITY, UT|Park City, UT|SAINT GEORGE, UT|Hurricane, UT|SAINT GEORGE, UT|Green River, WY|ROCK SPRINGS, WY|Salt Lake City, UT|EVANSTON, WY | previous registration |
| LPL FINANCIAL LLC | BD AFFILIATED WEALTH | Oct 20, 2008 | Jun 13, 2011 | no | SANDY, UT|SALT LAKE CITY, UT|SANDY, UT|SALT LAKE CITY, UT|COTTONWOOD, UT|SALT LAKE CITY, UT|SAN DIEGO, CA|SALT LAKE CITY, UT|SANDY, UT|TAYLORSVILLE, UT|HOLLADAY, UT|MURRAY, UT|SALT LAKE CITY, UT | previous registration |
| U.S. BANCORP INVESTMENTS, INC. | FORMER SEC ADVISER | Dec 15, 2006 | Oct 2, 2008 | no | SAINT GEORGE, UT|SAINT GEORGE, UT|Hurricane, UT|Midvale, UT|NORTH SALT LAKE, UT|Ogden, UT|Bountiful, UT|Salt Lake City, UT|RIVERDALE, UT|Salt Lake City, UT|BRIGHAM CITY, UT|OGDEN, UT|SUNSET, UT|WOODS CROSS, UT|OGDEN, UT|SYRACUSE, UT|OREM, UT|CEDAR CITY, UT|CENTERVILLE, UT|Sandy, UT|PAYSON, UT|PROVO, UT|Salt Lake City, UT|PLEASANT GROVE, UT|RIVERTON, UT|SOUTH JORDAN, UT|PROVO, UT|DRAPER, UT|Salt Lake City, UT | previous registration |
| CHASE INVESTMENT SERVICES CORP. | FORMER SEC ADVISER | May 10, 2006 | Nov 21, 2006 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | previous registration |