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CRD 169826
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HARTMANN, MICHAEL, KARL | PRESIDENT & CCO | E | yes | 11/2013 | Nov 20, 2013 | Jun 4, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FRONT RANGE ADVISORS, INC. | n/a | Former SEC adviser | $0 | N | yes | n/a |
| MICHAEL HARTMANN, CPA | n/a | n/a | n/a | N | yes | n/a |