DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wealthnet Advisors, Inc.

Former SEC-registered adviserLittleton, ColoradoCRD 169826SEC 801-78862IAPD
Latest filing Jun 4, 2015
First filing on the tape Nov 20, 2013 · 10 filings
RAUM
$400,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$400,000 as of Jun 4, 2015
Nov 20, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 4, 2015
Nov 20, 20130 then
Employees (5.A)1 as of Jun 4, 2015
Nov 20, 20131 then
Private funds: no history
Practice profile
derived from the filing of Jun 4, 2015; every figure names its basis
RAUM per advisor
$400,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, commissionsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Karl Michael Hartmann · President & Ccocontrol
    since 11/2013 · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 3 to 2
    May 15, 2015 to May 29, 2015
  • State-registered IARs · 0 to 1
    Apr 28, 2015 to May 15, 2015
  • Accounts · 0 to 8
    Oct 24, 2014 to Apr 17, 2015
  • Commission compensation · false to true
    Oct 24, 2014 to Apr 17, 2015
  • HQ city · FORT MILL to LITTLETON
    Oct 24, 2014 to Apr 17, 2015
  • HQ state · SC to CO
    Oct 24, 2014 to Apr 17, 2015
  • Discretionary RAUM · $0 to $400,000
    Oct 24, 2014 to Apr 17, 2015
  • RAUM · $0 to $400,000
    Oct 24, 2014 to Apr 17, 2015
  • HQ city · CONIFER to FORT MILL
    Jan 23, 2014 to Aug 21, 2014
  • HQ state · CO to SC
    Jan 23, 2014 to Aug 21, 2014
Signals
1 dated events
  • Wealthnet Advisors, Inc. filed its initial SEC registration (Form ADV)
    Nov 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026