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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist24 years in industry

ROGER SANFORD STINNETT

Advisor at FIRST FOUNDATION ADVISORS

IRVINE, CA

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Search this name across graphsid dfx:ria:f2e8e611-7383-4fa3-cf14-fd86b2357a64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST FOUNDATION ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S65
First exam: Jul 8, 2002
First registration: Jul 19, 2002
Dual registered: no
IAPD individual key: 4564202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST FOUNDATION ADVISORS	Independent wealth	Apr 3, 2025	n/a	yes	IRVINE, CA	Current employment
STINNETT WEALTH PLANNING, LLC	n/a	Apr 3, 2024	May 15, 2025	no	SEAL BEACH, CA	Previous registration
FIRST FOUNDATION ADVISORS	Independent wealth	Sep 26, 2018	Mar 28, 2024	no	IRVINE, CA	Previous registration
WESTMOUNT PARTNERS, LLC	Independent wealth	Jun 28, 2016	Sep 24, 2018	no	Los Angeles, CA	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Jul 19, 2002	Jan 9, 2006	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STINNETT WEALTH PLANNING, LLC	FIRST FOUNDATION ADVISORS	May 15, 2025	Apr 3, 2025	-42	Firm change after gap	Other
FIRST FOUNDATION ADVISORS	STINNETT WEALTH PLANNING, LLC	Mar 28, 2024	Apr 3, 2024	6	Firm change	Other
WESTMOUNT PARTNERS, LLC	FIRST FOUNDATION ADVISORS	Sep 24, 2018	Sep 26, 2018	2	Firm change	RIA to RIA
ERNST & YOUNG INVESTMENT ADVISERS LLP	WESTMOUNT PARTNERS, LLC	Jan 9, 2006	Jun 28, 2016	3,823	Firm change after gap	Other

Relationships

Registered with (4)

→ FIRST FOUNDATION ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2018 to Mar 28, 2024factForm ADV
→ STINNETT WEALTH PLANNING, LLCRegistered adviserregistration: previous registration
Apr 3, 2024 to May 15, 2025factForm ADV
→ WESTMOUNT PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 28, 2016 to Sep 24, 2018factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Jul 19, 2002 to Jan 9, 2006factForm ADV

Dated events

Occurred
May 15, 2025
Advisor changed firm
Roger Sanford Stinnett left Stinnett Wealth Planning, Llc for First Foundation Advisors (registered 2025-04-03)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Advisor changed firm
Roger Sanford Stinnett left First Foundation Advisors for Stinnett Wealth Planning, Llc (registered 2024-04-03)
Form ADVobserved 6 days ago