DFX Intelligence

R••• G•••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••• G•••••• B•••••••••

Advisor at L• • S• A•••••••• I••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f2f79cc7-6b0d-e6fe-82c7-4a7ce12f76d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L• • S• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L• • S• A•••••••• I••	Independent wealth	Sep 4, 2026	n/a	yes	LOS ANGELES, CA	Current employment
C••• C••••• • C••••••• I•••	n/a	Jan 20, 2010	Mar 31, 2011	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••• • C••••••• I•••	L• • S• A•••••••• I••	Mar 31, 2011	Sep 4, 2026	5,636	Firm change after gap	Other
R•••••• C•••••• M••••••••• L••	C••• C••••• • C••••••• I•••	Jan 7, 2010	Jan 20, 2010

Relationships

Registered with (3)

→ L• • S• A•••••••• I••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ C••• C••••• • C••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2010 to Mar 31, 2011factForm ADV
→ R•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2001 to Jan 7, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2f79cc7-6b0d-e6fe-82c7-4a7ce12f76d3
First observed: Apr 24, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.