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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

LESLIE ROBERT ROSENBLATT

Advisor at LPL FINANCIAL LLC

FRISCO, TX

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Search this name across graphsid dfx:ria:f310828d-9bf4-2aea-b3d8-e17faee63cf2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 11
Exams: S66|S63
First exam: Feb 1, 1995
First registration: Mar 4, 1999
Dual registered: yes, broker-dealer
Other names: LES ROSENBLATT
IAPD individual key: 2576802

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	FRISCO, TX	Current employment
SCF INVESTMENT ADVISORS, INC.	Former SEC adviser	Jul 14, 2014	May 14, 2025	no	PLANO, TX\|Plano, TX\|SAN DIEGO, CA\|Plano, TX\|Frisco, TX	Previous registration
TFR ADVISORS LLP	Former SEC adviser	Apr 29, 2011	Aug 7, 2014	no	PLANO, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 10, 2009	Apr 4, 2011	no	DALLAS, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 6, 2008	Feb 25, 2009	no	DALLAS, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 4, 1999	Jun 5, 2008	no	ADDISON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCF INVESTMENT ADVISORS, INC.	LPL FINANCIAL LLC	May 14, 2025	May 1, 2025	-13	Bulk transfer	Ibd to ibd
TFR ADVISORS LLP	SCF INVESTMENT ADVISORS, INC.	Aug 7, 2014	Jul 14, 2014	-24	Firm change	Other
MML INVESTORS SERVICES, LLC	TFR ADVISORS LLP	Apr 4, 2011	Apr 29, 2011	25	Firm change	Other
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Feb 25, 2009	Mar 10, 2009	13	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	EQUITABLE ADVISORS, LLC	Jun 5, 2008	Aug 6, 2008	62	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ SCF INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 14, 2014 to May 14, 2025factForm ADV
→ TFR ADVISORS LLPRegistered adviserregistration: previous registration
Apr 29, 2011 to Aug 7, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 10, 2009 to Apr 4, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 6, 2008 to Feb 25, 2009factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 4, 1999 to Jun 5, 2008factForm ADV

Dated events

No dated event names this entity yet.