DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••••• W••••• M•••••••••
ARDEN HILLS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••••• W••••• M••••••••• | Bd affiliated wealth | Aug 26, 2025 | n/a | yes | ARDEN HILLS, MN|ARDEN HILLS, MN | Current employment |
| G••••••• A•••••••• L•• | Independent wealth | Apr 7, 2020 | Aug 25, 2025 | no | ARDEN HILLS, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••• A•••••••• L•• | G••••••• W••••• M••••••••• | Aug 25, 2025 | Aug 26, 2025 | 1 | Firm change | RIA to ibd |
| T••••••• I••••••••• M••••••••• I••• | G••••••• A•••••••• L•• | Jul 21, 2016 | Mar 15, 2017 |
| G••••••• A•••••••• L•• | Independent wealth | Mar 15, 2017 | Jun 4, 2018 | no | Arden Hills, MN|ARDEN HILLS, MN | Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Dec 16, 2014 | Jul 21, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | Dec 11, 2014 | no | SCHAUMBURG, IL | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Nov 21, 2013 | Dec 11, 2014 | no | EL SEGUNDO, CA|ST CLOUD, MN | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | May 28, 2013 | Dec 11, 2014 | no | GREENWOOD VILLAGE, CO|ST CLOUD, MN | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Jun 29, 2010 | Jan 21, 2014 | no | ST CLOUD, MN | Previous registration |
| 237 |
| Firm change |
| Other |
| C••••• A••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Dec 11, 2014 | Dec 16, 2014 | 5 | Firm change | Other |
| C••••• A•••••• N••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Dec 11, 2014 | Dec 16, 2014 | 5 | Firm change | Other |
| C••••• I••••••••• A••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Dec 11, 2014 | Dec 16, 2014 | 5 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | C••••• A••••••• L•• | Jan 21, 2014 | May 28, 2013 | -238 | Channel change | Other |