DFX Intelligence

A•• I••••••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

A•• I••••••••• M••••••••• I••

CRD 106321

KENDALLVILLE, IN

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Search this name across graphsid dfx:ria:f31a690c-c7a8-3ea2-fcb7-5dda72d222fd

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 1
Observed: Mar 19, 2012 to Mar 24, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A•• I••••••••• M••••••••• I••

Investment consultant · key cik, key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.33 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $964M••• Locked
Discretionary RAUM: $964M
Private client RAUM: $315Mderived••• Locked
Private client share: 33%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $241Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• D•••• A•••	Chartered Financial Analyst	KENDALLVILLE, IN	26	31	n/a	no
B••••••• D•••• S••••••	Certified Financial Planner	KENDALLVILLE, IN	4	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• M••••••• D••••	President	E	yes	05/1995	Mar 24, 2026	Mar 24, 2026
F••••••• J••••• T•••••	Partner	B	no	03/2025	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$964M	$839M	14.9%	$657M	13.6%	6	5	0	0

Relationships

Controls (1)

← A•••• M••••••• D••••OwnerPRESIDENT, ownership code E, individual
Mar 24, 2026 to presentfactForm ADV

Owns (3)

← F••••••• J••••• T•••••OwnerPARTNER, ownership code B, individual
Mar 24, 2026 to presentfactForm ADV
← S••••••• B•••••••• D••••OwnerPARTNER, ownership code B, individual
Mar 24, 2026 to presentfactForm ADV
← G•••••• E••••• A••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
May 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f31a690c-c7a8-3ea2-fcb7-5dda72d222fd
First observed: Mar 19, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.