DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• M••••••••• L••
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• L•• | State registered | May 15, 2023 | n/a | yes | FORT WAYNE, IN | Current employment |
| A•• I••••••••• M••••••••• I•• | Mixed wealth | Aug 4, 2014 | May 18, 2023 | no | KENDALLVILLE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•• I••••••••• M••••••••• I•• | A•••• W••••• M••••••••• L•• | May 18, 2023 | May 15, 2023 | -3 | Firm change | RIA to state RIA |
| W•••• F•••• A••••••• | A•• I••••••••• M••••••••• I•• | Jul 28, 2014 | Aug 4, 2014 |
| W•••• F•••• A••••••• | Wirehouse | Apr 10, 2012 | Jul 28, 2014 | no | FORT WAYNE, IN | Previous registration |
| E••••• J•••• | National bd RIA | Aug 5, 2009 | Feb 1, 2012 | no | ST LOUIS, MO|FORT WAYNE, IN|FT WAYNE, IN | Previous registration |
| 7 |
| Firm change |
| Other |
| E••••• J•••• | W•••• F•••• A••••••• | Feb 1, 2012 | Apr 10, 2012 | 69 | Firm change | Ibd to wirehouse |