DFX Intelligence

N•• S•••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

N•• S•••• C•••••• P•••••••

N•• S•••• C•••••• P••••••• LLC, CRD 170409

NEW ROCHELLE, NY

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 21
On other graphs: 2
Observed: May 12, 2015 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•• S•••• C•••••• P•••••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

N•• S•••• C•••••• P•••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• S•••• C•••••• P••••••• F••• I••• L•	Private Equity Fund	$330M	Mar 31, 2026	45	Mar 30, 2022	reported	021-394997
N•• S•••• C•••••• P••••••• F••• I•• L•	Private Equity Fund	$197M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• J•••• P••••••	Partner	Na	yes	09/2013	Mar 18, 2016	Oct 2, 2024
B•••••••• D••••• A•••••	MANAGING MEMBER / PARTNER	E	yes	03/2013	May 12, 2015	Oct 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• S•••• A••••••• L•	n/a	n/a	n/a	N	yes	n/a
N•• S•••• C•••••• P••••••• F••• G• L••	n/a	n/a	n/a	Y	yes	n/a
N•• S•••• C•••••• P••••••• F••• I• G• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	FL	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.2B	56.3%	$1.1B	20.6%	35	24	1	1

Relationships

Advises (20)

→ N•• S•••• C•••••• P••••••• F•••••• A•• F••••• C••••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ N•• S•••• C•••••• P••••••• C•• C•••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ N• U•• I••••••••• L••Private fundPrivate Equity Fund, IA
Mar 20, 2015 to presentfactForm ADV
→ N• H• I••••••••• L••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Private fund first reported8 events
Private fund first reported: 8 on 31 Mar 2026
$813K to $51.9M
- ••• Locked$51.9M
- ••• Locked$22.7M
- ••• Locked$21.0M
Occurred
31 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$212M
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$704M
Occurred
31 Mar 2026
Private fund gav change
••• Locked
Form ADV
$169M
Occurred
31 Mar 2026
Ria office opened
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 12, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 20 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N• U•• A• L••	Private Equity Fund	$15.2M	Mar 31, 2026	11	Mar 31, 2026	reported	n/a
N•• S•••• C•••••• P••••••• F••• I••••• L•	Private Equity Fund	$13.6M	Mar 31, 2026	59	Mar 30, 2022	reported	021-395000
N•• S•••• C•••••• P••••••• C•• C•••••••• F••• I•• L•	Private Equity Fund	$6.4M	Mar 31, 2026	14	Mar 31, 2026	reported	021-554055
N• H• I••••••••• L••	Private Equity Fund	$5.2M	Mar 31, 2026	7	Mar 31, 2026	reported	n/a
N•• S•••• C•••••• P••••••• F•••••• A•• F••••• C••••••••• F••• I•• L•	Private Equity Fund	$4.2M	Mar 31, 2026	30	Mar 30, 2018	reported	021-308056
N• H• A• L••	Private Equity Fund	$3.6M	Mar 31, 2026	7	Mar 31, 2026	reported	n/a
N•• S•••• C•••••• P••••••• F•••••• A•• F••••• C••••••••• F•••• L•	Private Equity Fund	$2.2M	Mar 31, 2026	17	Mar 18, 2016	reported	021-251669
N• G•••••• P•••••••• L•••	Private Equity Fund	$2.0M	Mar 31, 2026	7	Feb 5, 2014	reported	n/a
N•• S•••• C•••••• P••••••• F••• I•••• L•	Private Equity Fund	$813,327	Mar 31, 2026	27	Mar 31, 2026	reported	021-532435
N• C•• P••••••• L•••	Private Equity Fund	$33,497	Oct 2, 2024	3	Mar 20, 2015	dropped	n/a