DFX Intelligence

RIA Intelligence

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SEC-registered adviser

N•• S•••• C•••••• P•••••••

Asset manager (funds and pooled vehicles)New Rochelle, New YorkCRD 170409SEC 801-96312website IAPD

Legal name N•• S•••• C•••••• P••••••• L••

Latest filing Mar 31, 2026

First filing on the tape May 12, 2015 · 21 filings

SEC status approved since May 20, 2015

RAUM

$2.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$2.0B as of Mar 31, 2026

Mar 18, 2016$322M then

HNW client RAUM$0 as of Mar 31, 2026

Mar 30, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 18, 20160 then

Employees (5.A)35 as of Mar 31, 2026

Mar 18, 20164 then

Private funds19 as of Mar 31, 2026

Mar 18, 20165 then

RAUM +56% over the last fiscal year+21% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $103MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +56%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.0B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 19reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

12 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
N•• S•••• C•••••• P••••••• F•••• L•	Private Equity Fund	$230M	18	Mar 18, 2016
N•• S•••• C•••••• P••••••• F••• I•• L•	Private Equity Fund	$224M	23	Mar 30, 2018
N•• S•••• C•••••• P••••••• F••• I••• L•	Private Equity Fund	$162M	45	Mar 30, 2022
N•• S•••• C•••••• P••••••• F••• I• B• L•	Private Equity Fund	$70.1M	7	Mar 29, 2019
N•• S•••• C•••••• P••••••• F••• I••••• L•	Private Equity Fund	$39.6M	15	Mar 30, 2022
N• U•• I••••••••• L••	Private Equity Fund	$23.6M	25	Mar 20, 2015
N•• S•••• C•••••• P••••••• F••• I••••• L•	Private Equity Fund	$6.7M	59	Mar 30, 2022
N•• S•••• C•••••• P••••••• C•• C•••••••• F•••• L•	Private Equity Fund	$5.8M	13	Mar 28, 2024
N•• S•••• C•••••• P••••••• F•••••• A•• F••••• C••••••••• F••• I•• L•	Private Equity Fund	$4.8M	30	Mar 30, 2018
N• G•••••• P•••••••• L•••	Private Equity Fund	$4.7M	7	Feb 5, 2014
N•• S•••• C•••••• P••••••• F•••••• A•• F••••• C••••••••• F•••• L•	Private Equity Fund	$4.3M	17	Mar 18, 2016
N• C•• P••••••• L•••	Private Equity Fund	$33,497	3	Mar 20, 2015

Owners and control persons

Schedule A and B, latest filing

B••••••••• J•••• P•••••• · Partnercontrol
since 09/2013 · owns less than 5%
B•••••••• D••••• A••••• · Managing Member / Partnercontrol
since 03/2013 · owns 75% or more
C•••••••• A•••••• D•••• · Chief Financial Officer & Chief Compliance Officercontrol
since 01/2019 · owns less than 5%
K••• J•••• H••••• · Partnercontrol
since 06/2013 · owns less than 5%
L•••••• F••••••••• S•••••• · Partnercontrol
since 06/2016 · owns less than 5%
S••••••••• J•••••• B••••• · Partnercontrol
since 01/2020 · owns less than 5%

Related persons

Schedule D 7.A

N•• S•••• A••••••• L•
pooled vehicle sponsorn
N•• S•••• C•••••• P••••••• F••• G• L••
pooled vehicle sponsory
N•• S•••• C•••••• P••••••• F••• I• G• L••
pooled vehicle sponsory
N•• S•••• C•••••• P••••••• F••• I•• G•• L•
pooled vehicle sponsory
N• C•• G• L••
pooled vehicle sponsory
N• G•••••• G• L••
pooled vehicle sponsory
N• U•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Newport Beach, FL6 employees

What changed

consecutive filings, newest first

Private funds · 13 to 19
Oct 8, 2025 to Mar 31, 2026
Accounts · 13 to 19
Oct 8, 2025 to Mar 31, 2026
Advisory employees · 18 to 22
Oct 8, 2025 to Mar 31, 2026
Pooled vehicle clients · 13 to 19
Oct 8, 2025 to Mar 31, 2026
Employees · 24 to 35
Oct 8, 2025 to Mar 31, 2026
Discretionary RAUM · $1.2B to $2.0B
Oct 8, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.2B to $2.0B
Oct 8, 2025 to Mar 31, 2026
RAUM · $1.2B to $2.0B
Oct 8, 2025 to Mar 31, 2026
Accounts · 12 to 13
Oct 2, 2024 to Mar 31, 2025
Pooled vehicle clients · 12 to 13
Oct 2, 2024 to Mar 31, 2025
Financial planning clients · unset to
Oct 2, 2024 to Mar 31, 2025
Private funds · 12 to 13
Oct 2, 2024 to Mar 31, 2025
Discretionary RAUM · $1.2B to $1.2B
Oct 2, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.2B to $1.2B
Oct 2, 2024 to Mar 31, 2025
RAUM · $1.2B to $1.2B
Oct 2, 2024 to Mar 31, 2025
Accounts · 11 to 12
Nov 1, 2023 to Mar 28, 2024
Advisory employees · 16 to 18
Nov 1, 2023 to Mar 28, 2024
Pooled vehicle clients · 11 to 12
Nov 1, 2023 to Mar 28, 2024
Employees · 20 to 24
Nov 1, 2023 to Mar 28, 2024
Other offices · 0 to 1
Nov 1, 2023 to Mar 28, 2024
Private funds · 11 to 12
Nov 1, 2023 to Mar 28, 2024
Discretionary RAUM · $1.1B to $1.2B
Nov 1, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $1.1B to $1.2B
Nov 1, 2023 to Mar 28, 2024
RAUM · $1.1B to $1.2B
Nov 1, 2023 to Mar 28, 2024
HQ city · LARCHMONT to NEW ROCHELLE
Mar 31, 2023 to Nov 1, 2023
Advisory employees · 14 to 16
Mar 30, 2022 to Mar 31, 2023
Employees · 16 to 20
Mar 30, 2022 to Mar 31, 2023
Discretionary RAUM · $807M to $1.1B
Mar 30, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $807M to $1.1B
Mar 30, 2022 to Mar 31, 2023
RAUM · $807M to $1.1B
Mar 30, 2022 to Mar 31, 2023
Accounts · 8 to 11
Oct 22, 2021 to Mar 30, 2022
Pooled vehicle clients · 8 to 11
Oct 22, 2021 to Mar 30, 2022
Employees · 15 to 16
Oct 22, 2021 to Mar 30, 2022
Private funds · 8 to 11
Oct 22, 2021 to Mar 30, 2022
Discretionary RAUM · $768M to $807M
Oct 22, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $768M to $807M
Oct 22, 2021 to Mar 30, 2022
RAUM · $768M to $807M
Oct 22, 2021 to Mar 30, 2022
Related adviser · true to false
Oct 22, 2021 to Mar 30, 2022
Discretionary RAUM · $782M to $768M
Mar 30, 2021 to Apr 22, 2021
Pooled vehicle RAUM · $782M to $768M
Mar 30, 2021 to Apr 22, 2021

Signals

6 dated events

N•• S•••• C•••••• P••••••• reported RAUM $2.0B, up 56% from $1.2B (2025-10-08 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Blaine Joshua Skevington (Partner) appeared on Schedule A of N•• S•••• C•••••• P•••••••
Mar 28, 2024 · Control person joined · fact
N•• S•••• C•••••• P••••••• reported RAUM $1.1B, up 38% from $806.8M (2022-03-30 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Diana Andrea Cipriani (Chief Financial Officer & Chief Compliance Officer) appeared on Schedule A of N•• S•••• C•••••• P•••••••
Feb 27, 2019 · Control person joined · fact
N•• S•••• C•••••• P••••••• reported RAUM $823.8M, up 126% from $364.2M (2017-07-31 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived
N•• S•••• C•••••• P••••••• filed its initial SEC registration (Form ADV)
May 12, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

N•• S•••• C•••••• P••••••• · Independent Sponsors
shared crd · capital_provider
N•• S•••• C•••••• P••••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-675-1600reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026