DFX Intelligence

F•••••••• L•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

F•••••••• L•••• F••••••

Advisor at M•• I•••••••• S•••••••• L••

LUTHERVILLE, MD | HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:f325b3b5-1b68-2731-08bd-538c7454e877

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 10, 2023	n/a	yes	HUNT VALLEY, MD\|LUTHERVILLE, MD	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Jan 11, 2022	Jan 11, 2023	no	Timonium, MD\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	M•• I•••••••• S•••••••• L••	Jan 11, 2023	Feb 10, 2023	30	Firm change	RIA to ibd
H•••••• T••••••• • K•••• L••	M••••••• F•••••••• G••••• I•••	Jan 12, 2022	Jan 11, 2022

Relationships

Registered with (7)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 11, 2022 to Jan 11, 2023factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Feb 15, 2018 to Jan 12, 2022factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f325b3b5-1b68-2731-08bd-538c7454e877
First observed: May 7, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.