RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• L•••• F••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 10, 2023 · Hunt Valley, Md
- M••••••• F•••••••• G••••• I••• formerJan 11, 2022 to Jan 11, 2023 · Timonium, Md
- H•••••• T••••••• • K•••• L•• independent RIAFeb 15, 2018 to Jan 12, 2022 · Towson, Md
- S••••••• F•••••••• S•••••••• I••• formerApr 19, 2016 to Dec 20, 2017 · Towson, Md
- I••••• F•••••••• C••••••••• formerMar 14, 2014 to Apr 19, 2016 · Towson, Md
- 1•• G••••• A••••••• I•• formerJan 25, 2012 to Mar 4, 2014 · Towson, Md
- E•••••••• A•••••••• L•• national BDMay 7, 2008 to Jan 11, 2012 · Bethlehem, Pa
- M••••••• F•••••••• G••••• I••• to M•• I•••••••• S•••••••• L••left Jan 11, 2023, registered Feb 10, 2023 (30 days) · RIA to affiliated broker-dealer or bank
- H•••••• T••••••• • K•••• L•• to M••••••• F•••••••• G••••• I•••left Jan 12, 2022, registered Jan 11, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Dec 20, 2017, registered Feb 15, 2018 (57 days) · Other
- I••••• F•••••••• C••••••••• to S••••••• F•••••••• S•••••••• I•••left Apr 19, 2016, registered Apr 19, 2016 (0 days) · Other
- 1•• G••••• A••••••• I•• to I••••• F•••••••• C•••••••••left Mar 4, 2014, registered Mar 14, 2014 (10 days) · Other
- E•••••••• A•••••••• L•• to 1•• G••••• A••••••• I••left Jan 11, 2012, registered Jan 25, 2012 (14 days) · Other
- F•••••••• L•••• F•••••• left M••••••• F•••••••• G••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2023-02-10)Jan 11, 2023 · Advisor changed firm · fact
- F•••••••• L•••• F•••••• left H•••••• T••••••• • K•••• L•• for M••••••• F•••••••• G••••• I••• (registered 2022-01-11)Jan 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address