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CRD 299807
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NATALIE HAYES SCHMOOK | Certified Financial Planner | SANDY SPRINGS, GA | 7 | 19 | 1 | no |
| Laura Rayne Rosenberg | n/a | SANDY SPRINGS, GA | Dunwoody, GA | 2 | 14 | n/a | no |
| Alexis Gonzalez | n/a | SANDY SPRINGS, GA | Greenville, SC | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SCHMOOK, NATALIE, HAYES | MANAGING MEMBER, CCO | E | yes | 10/2018 | Apr 24, 2026 | Apr 24, 2026 |
| SCHMOOK, ERIC, ALAN | Member | A | no | 10/2018 | Apr 24, 2026 | Apr 24, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $133M | $96.6M | 3 | 2 | 0 | n/a | n/a |
| 2024 | Apr 30, 2025 | $102M | $75.9M | 3 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $133M | $102M | 30.5% | n/a | n/a | 3 | 3 | 0 | 0 |