DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• W••••• A•••••••• L••
Latest filing Apr 24, 2026
First filing on the tape Apr 30, 2025 · 3 filings
SEC status approved since Apr 25, 2025
RAUM
$133M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
69%
$91.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.4M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$133M as of Apr 24, 2026
Apr 30, 2025$102M then
HNW client RAUM$68.8M as of Apr 24, 2026
Apr 30, 2025$58.4M then
State-registered IARs (5.B.3)2 as of Apr 24, 2026
Apr 30, 20252 then
Employees (5.A)3 as of Apr 24, 2026
Apr 30, 20253 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $44.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $942,268derivedHNW RAUM over HNW clients
- Average account
- $199,492derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$68.8M52%
- Pension and profit-sharing plans$36.7M28%
- Individuals$23.1M17%
- Corporations and businesses$3.5M2.6%
- Charitable organizations$1.2M0.9%
- Individual clients
- 47reported
- HNW clients
- 73reported
- Pension plan clients
- 49reported
- Charitable clients
- 13reported
- Accounts
- 668reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.69 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••••• H•••• S••••••Certified Financial Planner | Sandy Springs, Ga | Mar 15, 2019 | 19 y | 1 |
| L•••• R•••• R•••••••• | Sandy Springs, Ga | Oct 4, 2023 | 14 y | 0 |
| A••••• G••••••• | Sandy Springs, Ga | Apr 29, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- N•••••• H•••• S•••••• from S••••••• I••••••••• S•••••••• I•••Mar 15, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• N••••••• H•••• · Managing Member, Ccocontrolsince 10/2018 · owns 75% or more
- S••••••• E•••• A••• · Membersince 10/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sandy Springs, Ga | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 658 to 668Apr 30, 2025 to Mar 11, 2026
- Corporate clients · 9 to 10Apr 30, 2025 to Mar 11, 2026
- HNW clients · 71 to 73Apr 30, 2025 to Mar 11, 2026
- Individual clients · 52 to 47Apr 30, 2025 to Mar 11, 2026
- Pension plan clients · 44 to 49Apr 30, 2025 to Mar 11, 2026
- Financial planning clients · 26-50 to 11-25Apr 30, 2025 to Mar 11, 2026
- Discretionary RAUM · $75.9M to $96.6MApr 30, 2025 to Mar 11, 2026
- HNW RAUM · $58.4M to $68.8MApr 30, 2025 to Mar 11, 2026
- Individual RAUM · $3.0M to $23.1MApr 30, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $26.2M to $36.7MApr 30, 2025 to Mar 11, 2026
- Pension RAUM · $26.2M to $36.7MApr 30, 2025 to Mar 11, 2026
- RAUM · $102M to $133MApr 30, 2025 to Mar 11, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- h••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-905-7489reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/hayeswealthadvisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (404) 905-7489reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026