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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

KEVIN PATRICK MOORE

Advisor at COMMONWEALTH FINANCIAL NETWORK

San Antonio, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:f32b8d86-470e-da49-9741-b49dc74271de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 29, 2003
First registration: Sep 1, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2321372

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 30, 2005	n/a	yes	SAN ANTONIO, TX\|San Antonio, TX	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 1, 2005	Oct 14, 2005	no	SAN ANTONIO, TX	Previous registration
MONY SECURITIES CORPORATION	n/a	Jan 15, 2004	Jun 1, 2005	no	SAN ANTONIO, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 1, 2003	Oct 31, 2003	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	COMMONWEALTH FINANCIAL NETWORK	Oct 14, 2005	Sep 30, 2005	-14	Firm change	Ibd to ibd
MONY SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jun 1, 2005	Jun 1, 2005	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MONY SECURITIES CORPORATION	Oct 31, 2003	Jan 15, 2004	76	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Sep 30, 2005 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 1, 2005 to Oct 14, 2005factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 15, 2004 to Jun 1, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 1, 2003 to Oct 31, 2003factForm ADV

Dated events

No dated event names this entity yet.