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RIA / WealthAdvisorCertified Financial Planner26 years in industry

FARON SCOTT MILLER

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA | Midlothian, VA

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Search this name across graphsid dfx:ria:f32d243b-f993-d78a-d412-84bb767115c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: May 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S65|S63
First exam: Jan 7, 2000
First registration: May 7, 2004
Dual registered: no
Other names: FARON SCOTT MILLER|FARON SCOTT MILLER|FARON MILLER
IAPD individual key: 4078974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Oct 25, 2023	n/a	yes	Midlothian, VA\|ALISO VIEJO, CA	Current employment
WEALTHSPIRE ADVISORS	Former SEC adviser	Jan 6, 2020	Mar 14, 2024	no	MIDLOTHIAN, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 13, 2018	Nov 29, 2019	no	GLEN ALLEN, VA\|MIDLOTHIAN, VA\|MIDLOTHIAN, VA\|GLEN ALLEN, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Nov 29, 2019	no	Glen allen, VA\|OMAHA, NE\|Midlothian, VA\|Glen Allen, VA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jun 5, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Apr 3, 2013	Jun 3, 2014	no	Midlothian, VA\|MANAKIN SABOT, VA\|MIDLOTHIAN, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 14, 2011	Feb 12, 2013	no	GLEN ALLEN, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 11, 2011	Feb 12, 2013	no	GLEN ALLEN, VA	Previous registration
EDWARD JONES	National bd RIA	Aug 25, 2009	Jan 5, 2011	no	MIDLOTHIAN, VA\|ST LOUIS, MO\|N Chesterfield, VA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 7, 2004	Aug 24, 2009	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHSPIRE ADVISORS	WEALTHSPIRE RETIREMENT ADVISORY	Mar 14, 2024	Oct 25, 2023	-141	Channel change	Other
TD AMERITRADE, INC.	WEALTHSPIRE ADVISORS	Nov 29, 2019	Jan 6, 2020	38	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Nov 29, 2019	Apr 13, 2018	-595	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
OSAIC INSTITUTIONS, INC.	SCOTTRADE INVESTMENT MANAGEMENT	Jun 3, 2014	Jun 5, 2017	1,098	Firm change after gap	Other
TD AMERITRADE, INC.	OSAIC INSTITUTIONS, INC.	Feb 12, 2013	Apr 3, 2013	50	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 12, 2013	Jan 14, 2011	-760	Channel change	Other
EDWARD JONES	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 5, 2011	Jan 11, 2011	6	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	EDWARD JONES	Aug 24, 2009	Aug 25, 2009	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106259:121254:VA:2024-03-14	Mar 14, 2024	Oct 25, 2023	MIDLOTHIAN, VA	Firm change after gap

Relationships

Registered with (8)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
Oct 25, 2023 to presentfactForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserregistration: previous registration
Jan 6, 2020 to Mar 14, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Nov 29, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 13, 2018 to Nov 29, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 5, 2017 to Feb 26, 2018factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Apr 3, 2013 to Jun 3, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 25, 2009 to Jan 5, 2011factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 7, 2004 to Aug 24, 2009factForm ADV

Dated events

No dated event names this entity yet.