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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

TAYLOR HEIFETZ

Advisor at HILLTOP SECURITIES INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:f32e9d84-7f95-2266-561f-11dff118a05e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HILLTOP SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 10, 2015
First registration: Nov 13, 2015
Dual registered: yes, broker-dealer
Other names: TAYLOR E HEIFETZ|TAYLOR ESTAVAN HEIFETZ
IAPD individual key: 6439998

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HILLTOP SECURITIES INC.	Bd affiliated wealth	Mar 24, 2026	n/a	yes	DALLAS, TX	Current employment
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Oct 20, 2025	Nov 6, 2025	no	Bozeman, MT\|The Colony, TX	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 11, 2025	Sep 18, 2025	no	THE COLONY, TX\|DES MOINES, IA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 5, 2018	Jan 2, 2025	no	Lone Tree, CO\|Westlake, TX\|Fort Worth, TX\|Westlake, TX	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Dec 5, 2016	Mar 5, 2018	no	Irving, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 13, 2015	Oct 18, 2016	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORLD EQUITY GROUP, INC.	HILLTOP SECURITIES INC.	Nov 6, 2025	Mar 24, 2026	138	Firm change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	WORLD EQUITY GROUP, INC.	Sep 18, 2025	Oct 20, 2025	32	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	PRINCIPAL SECURITIES, INC.	Jan 2, 2025	Feb 11, 2025	40	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	CHARLES SCHWAB & CO., INC.	Mar 5, 2018	Apr 5, 2018	31	Firm change	Other
STRATEGIC ADVISERS LLC	AVANTAX ADVISORY SERVICES	Oct 18, 2016	Dec 5, 2016	48	Firm change	Other

Relationships

Registered with (6)

→ HILLTOP SECURITIES INC.Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserregistration: previous registration
Oct 20, 2025 to Nov 6, 2025factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2025 to Sep 18, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 5, 2018 to Jan 2, 2025factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 5, 2016 to Mar 5, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 13, 2015 to Oct 18, 2016factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Taylor Heifetz left World Equity Group, Inc. for Hilltop Securities Inc. (registered 2026-03-24)
Form ADVobserved 6 days ago
Occurred
Sep 18, 2025
Advisor changed firm
Taylor Heifetz left Principal Securities, Inc. for World Equity Group, Inc. (registered 2025-10-20)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Taylor Heifetz left Charles Schwab & Co., Inc. for Principal Securities, Inc. (registered 2025-02-11)
Form ADVobserved 6 days ago