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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

ERICH H. CASSIDY

Advisor at STRATEGIC ADVISERS LLC

RUTHERFORD, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:f330e481-86c7-c495-c963-0222292fec41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 8, 2003
First registration: Aug 12, 2010
Dual registered: yes, broker-dealer
Other names: ERICH CASSIDY|ERICH HENRY CASSIDY|ERICH H CASSIDY|ERICH H. CASSIDY
IAPD individual key: 4637472

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	NEW YORK, NY\|RUTHERFORD, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 15, 2025	Mar 31, 2025	no	NEW YORK, NY\|RUTHERFORD, NJ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 3, 2022	Oct 24, 2024	no	SCOTTSDALE, AZ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Oct 16, 2020	no	SOMERSET, NJ\|CHARLOTTE, NC\|PHOENIX, AZ	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	May 31, 2011	Sep 5, 2013	no	SOMERSET, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 31, 2011	Mar 25, 2017	no	SOMERSET, NJ\|SOMERSET, NJ\|CHARLOTTE, NC	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	May 31, 2011	Sep 5, 2013	no	SOMERSET, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	May 31, 2011	Jan 2, 2015	no	SOMERSET, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 12, 2010	May 6, 2011	no	WEST PATERSON, NJ\|GLEN ROCK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
VANGUARD ADVISERS, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 24, 2024	Jan 15, 2025	83	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	VANGUARD ADVISERS, INC.	Oct 16, 2020	Oct 3, 2022	717	Firm change after gap	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	May 31, 2011	-1,312	Bulk transfer	Other
TOWER SQUARE SECURITIES, INC.	WALNUT STREET SECURITIES, INC.	Sep 5, 2013	May 31, 2011	-828	Channel change	Other
WALNUT STREET SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Sep 5, 2013	May 31, 2011	-828	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TOWER SQUARE SECURITIES, INC.	May 6, 2011	May 31, 2011	25	Firm change	Other

Relationships

Registered with (9)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 15, 2025 to Mar 31, 2025factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Oct 3, 2022 to Oct 24, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Oct 16, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 31, 2011 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 31, 2011 to Jan 2, 2015factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
May 31, 2011 to Sep 5, 2013factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
May 31, 2011 to Sep 5, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 12, 2010 to May 6, 2011factForm ADV

Dated events

Occurred
Oct 24, 2024
Advisor changed firm
Erich H. Cassidy left Vanguard Advisers, Inc. for Fidelity Personal And Workplace Advisors (registered 2025-01-15)
Form ADVobserved 5 days ago