DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erich H. Cassidy
Certified Financial Planner
Feed of 09/14/2026
Also filed as Erich Cassidy
At current firm
1 y
since Mar 31, 2025
In the industry
23 y
since May 8, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · New York, Ny
- Fidelity Personal And Workplace Advisors formerJan 15, 2025 to Mar 31, 2025 · New York, Ny
- Vanguard Advisers, Inc. BD affiliatedOct 3, 2022 to Oct 24, 2024 · Scottsdale, Az
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Oct 16, 2020 · Somerset, Nj
- Tower Square Securities, Inc. formerMay 31, 2011 to Sep 5, 2013 · Somerset, Nj
- Msi Financial Services, Inc. formerMay 31, 2011 to Mar 25, 2017 · Somerset, Nj
- Walnut Street Securities, Inc. formerMay 31, 2011 to Sep 5, 2013 · Somerset, Nj
- New England Securities Corporation formerMay 31, 2011 to Jan 2, 2015 · Somerset, Nj
- Chase Investment Services Corp. formerAug 12, 2010 to May 6, 2011 · West Paterson, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Vanguard Advisers, Inc. to Fidelity Personal And Workplace Advisorsleft Oct 24, 2024, registered Jan 15, 2025 (83 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Vanguard Advisers, Inc.left Oct 16, 2020, registered Oct 3, 2022 (717 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered May 31, 2011 (-1312 days) · corporate re-registration, not a move
- Tower Square Securities, Inc. to Walnut Street Securities, Inc.left Sep 5, 2013, registered May 31, 2011 (-828 days) · channel change inside one enterprise, not a move
- Walnut Street Securities, Inc. to New England Securities Corporationleft Sep 5, 2013, registered May 31, 2011 (-828 days) · channel change inside one enterprise, not a move
- Chase Investment Services Corp. to Tower Square Securities, Inc.left May 6, 2011, registered May 31, 2011 (25 days) · Other
Signals
- Erich H. Cassidy left Vanguard Advisers, Inc. for Fidelity Personal And Workplace Advisors (registered 2025-01-15)Oct 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address