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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Roman Savage Leniw

Advisor at NATIONS FINANCIAL GROUP, INC.

Fairfield, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f340bd91-993b-c60a-657c-ca2172318b35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONS FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 12, 1985
First registration: May 8, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1352027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Sep 4, 2024	n/a	yes	Fairfield, NJ	Current employment
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Oct 16, 2018	Sep 5, 2024	no	Fairfield, NJ\|WILMINGTON, DE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 30, 2004	Oct 15, 2018	no	FAIRFIELD, NJ\|FAIRFIELD, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 8, 2002	Aug 11, 2004	no	LITTLE FALLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REALTA INVESTMENT ADVISORS, INC	NATIONS FINANCIAL GROUP, INC.	Sep 5, 2024	Sep 4, 2024	-1	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	REALTA INVESTMENT ADVISORS, INC	Oct 15, 2018	Oct 16, 2018	1	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Aug 11, 2004	Jul 30, 2004	-12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134952:44181:DE:2024-09-04	Sep 5, 2024	Sep 4, 2024	WILMINGTON, DE	Firm change
11025:134952:NJ:2018-10-15	Oct 15, 2018	Oct 16, 2018	FAIRFIELD, NJ	Firm change

Relationships

Registered with (4)

→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Sep 4, 2024 to presentfactForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Oct 16, 2018 to Sep 5, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 30, 2004 to Oct 15, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 8, 2002 to Aug 11, 2004factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
Roman Savage Leniw left Realta Investment Advisors, Inc for Nations Financial Group, Inc. (registered 2024-09-04)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f340bd91-993b-c60a-657c-ca2172318b35
First observed: May 8, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Roman Savage Leniw

Advisor at NATIONS FINANCIAL GROUP, INC.

Fairfield, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f340bd91-993b-c60a-657c-ca2172318b35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NATIONS FINANCIAL GROUP, INC.

Independent wealth

Sep 4, 2024

n/a

yes

Fairfield, NJ

Current employment

REALTA INVESTMENT ADVISORS, INC

Bd affiliated wealth

Oct 16, 2018

Sep 5, 2024

Fairfield, NJ|WILMINGTON, DE

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Jul 30, 2004

Oct 15, 2018

FAIRFIELD, NJ|FAIRFIELD, NJ

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

May 8, 2002

Aug 11, 2004

LITTLE FALLS, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

REALTA INVESTMENT ADVISORS, INC

NATIONS FINANCIAL GROUP, INC.

Sep 5, 2024

Sep 4, 2024

-1

Firm change

Ibd to RIA

WELLS FARGO ADVISORS

REALTA INVESTMENT ADVISORS, INC

Oct 15, 2018

Oct 16, 2018

Firm change

Wirehouse to RIA

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO ADVISORS

Aug 11, 2004

Jul 30, 2004

-12

Firm change

Other

Team

Left

Joined

From

Kind

134952:44181:DE:2024-09-04

Sep 5, 2024

Sep 4, 2024

WILMINGTON, DE

Firm change

11025:134952:NJ:2018-10-15

Oct 15, 2018

Oct 16, 2018

FAIRFIELD, NJ

Firm change