DFX Intelligence

S••••• J• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

S••••• J• S•••••

Advisor at S•••••• P•••••• W••••• M••••••••• L••

EUGENE, OR

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Search this name across graphsid dfx:ria:f3423372-3f73-c345-ddb1-9d746e3fe0ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••• W••••• M••••••••• L••	Independent wealth	Nov 28, 2011	n/a	yes	EUGENE, OR	Current employment
S•••••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Sep 24, 2010	Nov 28, 2011	no	EUGENE, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P•••••• W••••• M••••••••• L••	S•••••• P•••••• W••••• M••••••••• L••	Nov 28, 2011	Nov 28, 2011	0	Channel change	Other
M••••• S••••••	S•••••• P•••••• W••••• M••••••••• L••	Oct 8, 2010	Sep 24, 2010

Relationships

Registered with (4)

→ S•••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 28, 2011 to presentfactForm ADV
→ S•••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 24, 2010 to Nov 28, 2011factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 8, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3423372-3f73-c345-ddb1-9d746e3fe0ec
First observed: Feb 1, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.