DFX Intelligence

S••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• C•••••• P•••••••• L••

CRD 300651

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Search this name across graphsid dfx:ria:f34d44bc-1789-21ba-aa93-1790dd555522

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 9
On other graphs: 2
Observed: Jun 21, 2021 to Sep 4, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• C•••••• P•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

S••••• C•••••• P•••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $987M••• Locked
Discretionary RAUM: $925M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• C••••••• O••••••••• F••• I• L•••	Private Equity Fund	$214M	Sep 4, 2026	54	Dec 8, 2020	reported	021-363404
S••••• C••••••• O••••••••• F••• I•• L•••	Private Equity Fund	$193M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• P••••• H•••••	Member	E	yes	04/2017	Jun 21, 2021	Apr 19, 2024
C••••••• P••••• H•••••	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Jun 21, 2021	Apr 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••• C••••••• O••••••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$987M	$910M	8.5%	$1.0B	-0.5%	8	8	0	0

Relationships

Advises (15)

→ S••••• C••••••• O••••••••• F••• I••• L•••Private fundPrivate Equity Fund, IA
Dec 8, 2020 to presentfactForm ADV
→ S• S•••••••• L•Private fundOther Private Fund, IA
Sep 4, 2026 to presentfactForm ADV
→ S••••• C••••••• O••••••••• F••• I•••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ S••••• R•••••• I••• L•

Dated events

Occurred
Sep 4, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$247M
Occurred
Sep 4, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$81.3M
Occurred
Sep 4, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$53.2M
Occurred
Sep 4, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f34d44bc-1789-21ba-aa93-1790dd555522
First observed: Jun 21, 2021
Last observed: Sep 4, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.