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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

LOOP CAPITAL ASSET MANAGEMENT

LOOP CAPITAL ASSET MANAGEMENT - TCH LLC, CRD 149280

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f353021e-293f-5d10-c618-42177670aea8

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 17
On other graphs: 1
Observed: Mar 30, 2012 to Mar 19, 2026
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Loop Capital Asset Management

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.14 institutional_share=0.71 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $5.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 90
Individual clients: 0
High net worth clients: 0
Private funds: 3Schedule D 7.B(1)
SEC number: 801-69873
CRD: 149280
Filings on the tape: 50
First filed: Mar 30, 2012
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, DE
Website: loopcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Richard Thaddeus Deary	n/a	MIAMI, FL	3	10	3	no
JACKSON RYAN SMITH	n/a	Houston, TX	3	11	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CORE PLUS FIXED INCOME, LLC	Other Private Fund	$73.2M	Mar 21, 2024	1	Jul 11, 2022	reported	021-353403
CORE FIXED INCOME, LLC	Other Private Fund	$33.7M	Mar 21, 2024	2	Jul 11, 2022	reported	021-337168
SHORT-TERM BOND, LLC	Other Private Fund	$24.1M	Mar 21, 2024	1	Jul 11, 2022	reported	021-35062
SUSTAINABLE FIXED INCOME, LLC	Other Private Fund	$19.8M	Mar 21, 2024	2	Jul 11, 2022	reported	021-438832

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KIMBALL, SCOTT, M	CIO LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC	Na	yes	03/2023	Oct 14, 2015	Mar 21, 2024
LOOP CAPITAL ASSET MANAGEMENT LLC	SOLE MEMBER OF LOOP CAPITAL ASSET MANAGEMENT -TCH LLC	E	yes	01/2022	Feb 25, 2022	Mar 21, 2024
LOOP CAPITAL HOLDINGS LLC	SHAREHOLDER OF LOOP CAPITAL, LLC	D	yes	10/2013	Feb 25, 2022	Mar 21, 2024
LOOP CAPITAL LLC	SOLE SHAREHOLDER OF LOOP CAPITAL ASSET MANAGEMENT LLC	E	yes	01/2022	Feb 25, 2022	Mar 21, 2024
PHILLIPS, ADAM, MICHAEL	MANAGING DIRECTOR LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC	Na	yes	09/2020	Oct 7, 2020	Mar 21, 2024
REYNOLDS, JAMES	CHIEF EXECUTIVE OFFICER	Na	yes	01/2022	Feb 25, 2022	Mar 21, 2024
REYNOLDS, JAMES	MEMBER OF LOOP CAPITAL HOLDINGS LLC	E	yes	01/2004	Feb 25, 2022	Mar 21, 2024
BERKELEY, STEPHEN, SIDNEY	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Feb 25, 2022	Mar 21, 2024
LUPKIN, IRA, ADAM	CHIEF FINANCIAL OFFICER	Na	no	01/2022	Jun 15, 2023	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JLC GP I LLC	n/a	n/a	n/a	N	yes	n/a
JLC GP II, LLC	n/a	n/a	n/a	N	yes	n/a
LOOP CAPITAL MARKETS LLC	n/a	State registered	n/a	N	yes	n/a
MJE-LOOP CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	yes
Houston	TX	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$11B	$11B	23	18	0	3	n/a
2024	Mar 19, 2025	$9.9B	$9.9B	23	18	2	4	n/a
2023	Mar 21, 2024	$8.5B	$8.5B	31	25	2	4	$151M
2022	Mar 28, 2023	$8.3B	$8.3B	30	22	2	4	$151M
2021	Mar 1, 2022	$5.6B	$5.6B	24	16	0	n/a	n/a
2020	Mar 31, 2021	$12B	$12B	23	15	0	n/a	n/a
2019	Mar 30, 2020	$9.3B	$9.3B	24	14	0	n/a	n/a
2018	Mar 29, 2019	$11B	$11B	23	13	0	n/a	n/a
2017	Mar 29, 2018	$11B	$11B	24	13	0	n/a	n/a
2016	Mar 31, 2017	$10B	$10B	24	13	n/a	n/a	n/a
2015	Mar 29, 2016	$10B	$10B	22	14	n/a	n/a	n/a
2014	Mar 31, 2015	$11B	$10B	22	12	n/a	n/a	n/a
2013	Mar 25, 2014	$9.1B	$9.0B	23	13	n/a	n/a	n/a
2012	Apr 1, 2013	$7.4B	$7.4B	23	11	n/a	n/a	n/a
2011	Mar 30, 2012	$6.8B	$6.8B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$9.9B	9.7%	$8.3B	9.1%	23	23	0	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CEETO CAPITAL GROUP, LLC	2	Dec 31, 2017	Apr 9, 2025	MIAMI, FL	Team lift out	Other	100.0%

Relationships

Affiliated with (7)

← JLC INFRASTRUCTURERegistered adviserother investment adviser, common control
factForm ADV
→ LOOP CAPITAL MARKETS LLCRegistered adviserbroker-dealer, common control
factForm ADV
← LGM INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserother investment adviser, common control
factForm ADV
← MONEGY, INC.Registered adviserother investment adviser, common control
factForm ADV
← LGM INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← M&I INVESTMENT MANAGEMENT CORP.Registered adviserother investment adviser, control, common control
factForm ADV

Advises (4)

→ CORE PLUS FIXED INCOME, LLCPrivate fundOther Private Fund, IA
Jul 11, 2022 to presentfactForm ADV
→ SHORT-TERM BOND, LLCPrivate fundOther Private Fund, IA
Jul 11, 2022 to presentfactForm ADV
→ SUSTAINABLE FIXED INCOME, LLCPrivate fundOther Private Fund, IA
Jul 11, 2022 to presentfactForm ADV
→ CORE FIXED INCOME, LLCPrivate fundOther Private Fund, IA
Jul 11, 2022 to presentfactForm ADV

Registered with (4)

← Richard Thaddeus DearyAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← JACKSON RYAN SMITHAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← MARIA TERESA CANIDAAdvisorregistration: previous registration
Feb 6, 2009 to Dec 31, 2017factForm ADV
← WILLIAM JAMES CANIDAAdvisorregistration: previous registration
May 27, 2009 to Dec 31, 2017factForm ADV

Moved with (1)

→ CEETO CAPITAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2017 to Apr 9, 2025factForm ADV

Controls (5)

← REYNOLDS, JAMESOwnerMEMBER OF LOOP CAPITAL HOLDINGS LLC, ownership code E, individual
Feb 25, 2022 to Mar 21, 2024factForm ADV
← PHILLIPS, ADAM, MICHAELOwnerMANAGING DIRECTOR LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC, ownership code NA, individual
Oct 7, 2020 to Mar 21, 2024factForm ADV
← KIMBALL, SCOTT, MOwnerCIO LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC, ownership code NA, individual
Oct 14, 2015 to Mar 21, 2024factForm ADV
← LOOP CAPITAL ASSET MANAGEMENT LLCOwnerSOLE MEMBER OF LOOP CAPITAL ASSET MANAGEMENT -TCH LLC, ownership code E, domestic entity
Feb 25, 2022 to Mar 21, 2024factForm ADV
← LOOP CAPITAL HOLDINGS LLCOwnerSHAREHOLDER OF LOOP CAPITAL, LLC, ownership code D, domestic entity
Feb 25, 2022 to Mar 21, 2024factForm ADV

Owns (2)

← LUPKIN, IRA, ADAMOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 15, 2023 to Mar 21, 2024factForm ADV
← BERKELEY, STEPHEN, SIDNEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 25, 2022 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
Loop Capital Asset Management reported RAUM $8.3B, up 47% from $5.6B (2022-07-11 to 2023-03-28)
Form ADVobserved 6 days ago
$2.7B
Occurred
Feb 25, 2022
Regulatory AUM changed
Loop Capital Asset Management reported RAUM $5.6B, down 53% from $12.0B (2021-04-28 to 2022-02-25)
Form ADVobserved 6 days ago
$-6.4B
Occurred
Feb 25, 2022
Control person joined
James Reynolds (Member Of Loop Capital Holdings Llc) appeared on Schedule A of Loop Capital Asset Management
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Control person left
Adrian Richard Watts (Director) no longer on Schedule A of Loop Capital Asset Management (listed 2021-04-28, absent 2022-02-25)
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Control person left
Jeffrey Steven Arquilla (Director) no longer on Schedule A of Loop Capital Asset Management (listed 2021-04-28, absent 2022-02-25)
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Control person left
Gordon Julian Lee Wanie (Director) no longer on Schedule A of Loop Capital Asset Management (listed 2021-04-28, absent 2022-02-25)
Form ADVobserved 6 days ago
Occurred
Oct 27, 2020
Regulatory AUM changed
Loop Capital Asset Management reported RAUM $11.7B, up 26% from $9.3B (2020-10-07 to 2020-10-27)
Form ADVobserved 6 days ago
$2.4B
Occurred
Oct 7, 2020
Control person joined
M Scott Kimball (Co-Head Taplin, Canida & Habacht, Llc) appeared on Schedule A of Loop Capital Asset Management
Form ADVobserved 6 days ago
Occurred
Oct 7, 2020
Control person joined
Michael Adam Phillips (Director/Co-Head Taplin, Canida & Habacht Llc) appeared on Schedule A of Loop Capital Asset Management
Form ADVobserved 6 days ago
Occurred
Oct 7, 2020
Control person left
Elizabeth Janelle Woodward (Director/President) no longer on Schedule A of Loop Capital Asset Management (listed 2020-03-30, absent 2020-10-07)
Form ADVobserved 6 days ago
Occurred
May 23, 2019
Control person joined
Gordon Julian Lee Wanie (Director) appeared on Schedule A of Loop Capital Asset Management
Form ADVobserved 6 days ago
Occurred
May 23, 2019
Control person left
Zabida Joan Mohammed (Director) no longer on Schedule A of Loop Capital Asset Management (listed 2019-04-26, absent 2019-05-23)
Form ADVobserved 6 days ago
Occurred
May 23, 2019
Control person left
Raymond Steve Ilott (Director) no longer on Schedule A of Loop Capital Asset Management (listed 2019-04-26, absent 2019-05-23)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
Jeffrey Steven Arquilla (Director) appeared on Schedule A of Loop Capital Asset Management
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Edward Phillip Enochs (Director/Member Of The Management Committee) no longer on Schedule A of Loop Capital Asset Management (listed 2018-10-04, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
M Scott Kimball (Member Of The Management Committee) no longer on Schedule A of Loop Capital Asset Management (listed 2018-10-04, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Daniela Mardarovici (Member Of The Management Committee) no longer on Schedule A of Loop Capital Asset Management (listed 2018-10-04, absent 2019-03-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f353021e-293f-5d10-c618-42177670aea8
First observed: Mar 30, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOOP CAPITAL ASSET MANAGEMENT

LOOP CAPITAL ASSET MANAGEMENT - TCH LLC, CRD 149280

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f353021e-293f-5d10-c618-42177670aea8

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Richard Thaddeus Deary

n/a

MIAMI, FL

JACKSON RYAN SMITH

n/a

Houston, TX

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CORE PLUS FIXED INCOME, LLC

Other Private Fund

$73.2M

Mar 21, 2024

Jul 11, 2022

reported

021-353403

CORE FIXED INCOME, LLC

Other Private Fund

$33.7M

Mar 21, 2024

Jul 11, 2022

reported

021-337168

SHORT-TERM BOND, LLC

Other Private Fund

$24.1M

Mar 21, 2024

Jul 11, 2022

reported

021-35062

SUSTAINABLE FIXED INCOME, LLC

Other Private Fund

$19.8M

Mar 21, 2024

Jul 11, 2022

reported

021-438832

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KIMBALL, SCOTT, M

CIO LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC

yes

03/2023

Oct 14, 2015

Mar 21, 2024

LOOP CAPITAL ASSET MANAGEMENT LLC

SOLE MEMBER OF LOOP CAPITAL ASSET MANAGEMENT -TCH LLC

yes

01/2022

Feb 25, 2022

Mar 21, 2024

LOOP CAPITAL HOLDINGS LLC

SHAREHOLDER OF LOOP CAPITAL, LLC

yes

10/2013

Feb 25, 2022

Mar 21, 2024

LOOP CAPITAL LLC

SOLE SHAREHOLDER OF LOOP CAPITAL ASSET MANAGEMENT LLC

yes

01/2022

Feb 25, 2022

Mar 21, 2024

PHILLIPS, ADAM, MICHAEL

MANAGING DIRECTOR LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC

yes

09/2020

Oct 7, 2020

Mar 21, 2024

REYNOLDS, JAMES

CHIEF EXECUTIVE OFFICER

yes

01/2022

Feb 25, 2022

Mar 21, 2024

REYNOLDS, JAMES

MEMBER OF LOOP CAPITAL HOLDINGS LLC

yes

01/2004

Feb 25, 2022

Mar 21, 2024

BERKELEY, STEPHEN, SIDNEY

CHIEF COMPLIANCE OFFICER

01/2022

Feb 25, 2022

Mar 21, 2024

LUPKIN, IRA, ADAM

CHIEF FINANCIAL OFFICER

01/2022

Jun 15, 2023

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JLC GP I LLC

n/a

yes

n/a

JLC GP II, LLC

n/a

yes

n/a

LOOP CAPITAL MARKETS LLC

n/a

State registered

n/a

yes

n/a

MJE-LOOP CAPITAL PARTNERS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Houston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$11B

n/a

2024

Mar 19, 2025

$9.9B

n/a

2023

Mar 21, 2024

$8.5B

$151M

2022

Mar 28, 2023

$8.3B

$151M

2021

Mar 1, 2022

$5.6B

n/a

2020

Mar 31, 2021

$12B

n/a

2019

Mar 30, 2020

$9.3B

n/a

2018

Mar 29, 2019

$11B

n/a

2017

Mar 29, 2018

$11B

n/a

2016

Mar 31, 2017

$10B

n/a

2015

Mar 29, 2016

$10B

n/a

2014

Mar 31, 2015

$11B

$10B

n/a

2013

Mar 25, 2014

$9.1B

$9.0B

n/a

2012

Apr 1, 2013

$7.4B

n/a

2011

Mar 30, 2012

$6.8B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

$9.9B

9.7%

$8.3B

9.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CEETO CAPITAL GROUP, LLC

Dec 31, 2017

Apr 9, 2025

MIAMI, FL

Team lift out

Other

100.0%