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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

LGM INVESTMENTS

BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED, CRD 107507

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:593baad9-a938-0d23-0feb-dc34437160b9

Data as of Aug 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Aug 30, 2021
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2021-08-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
SEC number: 801-40890
CRD: 107507
Filings on the tape: 35
First filed: Mar 30, 2012
Latest filed: Aug 30, 2021
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LG CHINA FUND PLC	Other Private Fund	$32.8M	Jan 6, 2014	20	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANK OF MONTREAL	Shareholder	E	yes	08/2020	Jan 29, 2021	Aug 30, 2021
CHIU, ERNEST, SUI CHEUNG	CHIEF FINANCIAL OFFICER	Na	yes	03/2015	Mar 27, 2015	Aug 30, 2021
Kam, Hon Yin	MONEY LAUNDERING REPORTING OFFICER	Na	yes	12/2020	Jan 29, 2021	Aug 30, 2021
LUI, YING	Director	Na	yes	07/2020	Aug 5, 2020	Aug 30, 2021
WAI, CHUNG MAN	CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Jan 30, 2018	Aug 30, 2021
YU, ALBERT, CHUN-MING	Director	Na	yes	04/2011	Mar 30, 2012	Aug 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BMO ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$90B	N	yes	n/a
TAPLIN, CANIDA & HABACHT, LLC	n/a	Institutional manager	$11B	N	yes	n/a
BMO FAMILY OFFICE, LLC	n/a	Bank affiliated wealth	$10.0B	N	yes	n/a
PYRFORD INTERNATIONAL LTD	n/a	Other adviser	$7.1B	N	yes	n/a
BMO ASSET MANAGEMENT CORP.	n/a	Other adviser	$6.2B	N	yes	n/a
THAMES RIVER CAPITAL LLP	n/a	Former SEC adviser	$3.1B	N	yes	n/a
LGM INVESTMENTS LIMITED	n/a	Former SEC adviser	$2.9B	N	yes	n/a
MONEGY, INC.	n/a	Former SEC adviser	$765M	N	yes	n/a
BANK OF MONTREAL	n/a	n/a	n/a	Y	no	n/a
BANK OF MONTREAL (CHINA) CO. LTD.	n/a	n/a	n/a	N	yes	n/a
BMO AM MULTI-CAPITAL LLP	n/a	n/a	n/a	N	yes	n/a
BMO ASSET MANAGEMENT LUXEMBOURG S.A	n/a	n/a	n/a	N	yes	n/a
BMO ASSET MANAGEMENT NETHERLANDS B.V.	n/a	n/a	n/a	N	yes	n/a
BMO ASSET MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
BMO ASSET MANAGERS LTD	n/a	n/a	n/a	N	yes	n/a
BMO FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BMO INVESTMENT BUSINESS LIMITED	n/a	n/a	n/a	N	yes	n/a
BMO INVESTMENTS INC.	n/a	n/a	n/a	N	yes	n/a
BMO MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.	n/a	n/a	n/a	N	yes	n/a
BMO REP ASSET MANAGEMENT PLC	n/a	n/a	n/a	N	yes	n/a
FOSCA MANAGERS SARL	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 29, 2021	$1.0B	$1.0B	20	8	0	n/a	n/a
2019	Jan 23, 2020	$874M	$874M	21	7	0	n/a	n/a
2018	Jan 30, 2019	$688M	$688M	21	7	1	n/a	n/a
2017	Jan 30, 2018	$768M	$768M	20	6	1	n/a	n/a
2016	Jan 26, 2017	$523M	$523M	20	6	n/a	n/a	n/a
2015	Jan 28, 2016	$469M	$469M	27	6	n/a	n/a	n/a
2014	Jan 29, 2015	$768M	$768M	47	13	n/a	n/a	n/a
2013	Jan 29, 2014	$837M	$837M	41	15	n/a	n/a	n/a
2012	Jan 28, 2013	$927M	$927M	44	14	n/a	1	$32.8M
2011	Mar 30, 2012	$782M	$782M	n/a	n/a	n/a	1	$33.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.0B	$874M	19.2%	$768M	10.7%	20	21	0	0

Relationships

Affiliated with (12)

← BMO GLOBAL ASSET MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PYRFORD INTERNATIONAL LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BMO FAMILY OFFICE, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BMO GLOBAL ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ MONEGY, INC.Registered adviserother investment adviser, common control
factForm ADV
→ LOOP CAPITAL ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ THAMES RIVER CAPITAL LLPRegistered adviserother investment adviser, common control
factForm ADV
→ COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MONEGY, INC.Registered adviserother investment adviser, common control
factForm ADV
← LGM INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M&I INVESTMENT MANAGEMENT CORP.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← YU, ALBERT, CHUN-MINGOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CHIU, ERNEST, SUI CHEUNGOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← WAI, CHUNG MANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 30, 2018 to presentfactForm ADV
← LUI, YINGOwnerDIRECTOR, ownership code NA, individual
Aug 5, 2020 to presentfactForm ADV
← Kam, Hon YinOwnerMONEY LAUNDERING REPORTING OFFICER, ownership code NA, individual
Jan 29, 2021 to presentfactForm ADV
← BANK OF MONTREALOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 29, 2021 to presentfactForm ADV

Advises (1)

→ LG CHINA FUND PLCPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Jan 6, 2014factForm ADV

Dated events

Occurred
Aug 30, 2021
Control person left
Normund Edgar Legzdins (Director) no longer on Schedule A of Lgm Investments (listed 2021-01-29, absent 2021-08-30)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2021
Control person joined
Hon Yin Kam (Money Laundering Reporting Officer) appeared on Schedule A of Lgm Investments
Form ADVobserved 6 days ago
Occurred
Aug 5, 2020
Control person joined
Ying Lui (Director) appeared on Schedule A of Lgm Investments
Form ADVobserved 6 days ago
Occurred
Aug 5, 2020
Control person left
Raveendra Sriskandarajah (Director) no longer on Schedule A of Lgm Investments (listed 2020-05-20, absent 2020-08-05)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2020
Regulatory AUM changed
Lgm Investments reported RAUM $874.2M, up 27% from $688.4M (2019-01-30 to 2020-01-23)
Form ADVobserved 6 days ago
$186M
Occurred
Jan 23, 2020
Control person left
Charles Richard Wilson (Director) no longer on Schedule A of Lgm Investments (listed 2019-01-30, absent 2020-01-23)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2018
Regulatory AUM changed
Lgm Investments reported RAUM $768.0M, up 47% from $523.2M (2017-11-06 to 2018-01-30)
Form ADVobserved 6 days ago
$245M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:593baad9-a938-0d23-0feb-dc34437160b9
First observed: Mar 30, 2012
Last observed: Aug 30, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LGM INVESTMENTS

BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED, CRD 107507

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:593baad9-a938-0d23-0feb-dc34437160b9

Data as of Aug 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LG CHINA FUND PLC

Other Private Fund

$32.8M

Jan 6, 2014

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANK OF MONTREAL

Shareholder

yes

08/2020

Jan 29, 2021

Aug 30, 2021

CHIU, ERNEST, SUI CHEUNG

CHIEF FINANCIAL OFFICER

yes

03/2015

Mar 27, 2015

Aug 30, 2021

Kam, Hon Yin

MONEY LAUNDERING REPORTING OFFICER

yes

12/2020

Jan 29, 2021

Aug 30, 2021

LUI, YING

Director

yes

07/2020

Aug 5, 2020

Aug 30, 2021

WAI, CHUNG MAN

CHIEF COMPLIANCE OFFICER

yes

12/2017

Jan 30, 2018

Aug 30, 2021

YU, ALBERT, CHUN-MING

Director

yes

04/2011

Mar 30, 2012

Aug 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BMO ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$90B

yes

n/a

TAPLIN, CANIDA & HABACHT, LLC

n/a

Institutional manager

$11B

yes

n/a

BMO FAMILY OFFICE, LLC

n/a

Bank affiliated wealth

$10.0B

yes

n/a

PYRFORD INTERNATIONAL LTD

n/a

Other adviser

$7.1B

yes

n/a

BMO ASSET MANAGEMENT CORP.

n/a

Other adviser

$6.2B

yes

n/a

THAMES RIVER CAPITAL LLP

n/a

Former SEC adviser

$3.1B

yes

n/a

LGM INVESTMENTS LIMITED

n/a

Former SEC adviser

$2.9B

yes

n/a

MONEGY, INC.

n/a

Former SEC adviser

$765M

yes

n/a

BANK OF MONTREAL

n/a

BANK OF MONTREAL (CHINA) CO. LTD.

n/a

yes

n/a

BMO AM MULTI-CAPITAL LLP

n/a

yes

n/a

BMO ASSET MANAGEMENT LUXEMBOURG S.A

n/a

yes

n/a

BMO ASSET MANAGEMENT NETHERLANDS B.V.

n/a

yes

n/a

BMO ASSET MANAGEMENT, INC.

n/a

yes

n/a

BMO ASSET MANAGERS LTD

n/a

yes

n/a

BMO FUND MANAGEMENT LIMITED

n/a

yes

n/a

BMO INVESTMENT BUSINESS LIMITED

n/a

yes

n/a

BMO INVESTMENTS INC.

n/a

yes

n/a

BMO MANAGERS LIMITED

n/a

yes

n/a

BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.

n/a

yes

n/a

BMO REP ASSET MANAGEMENT PLC

n/a

yes

n/a

FOSCA MANAGERS SARL

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 29, 2021

$1.0B

n/a

2019

Jan 23, 2020

$874M

n/a

2018

Jan 30, 2019

$688M

n/a

2017

Jan 30, 2018

$768M

n/a

2016

Jan 26, 2017

$523M

n/a

2015

Jan 28, 2016

$469M

n/a

2014

Jan 29, 2015

$768M

n/a

2013

Jan 29, 2014

$837M

n/a

2012

Jan 28, 2013

$927M

n/a

$32.8M

2011

Mar 30, 2012

$782M

n/a

$33.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.0B

$874M

19.2%

$768M

10.7%