DFX Intelligence

T••••• S•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

T••••• S•••• H••••••••

Advisor at F••••• G••••• I•••

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f35885c9-f179-77e4-fbdb-058c2ef47387

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G••••• I•••	Independent wealth	Nov 21, 2025	n/a	yes	WEST DES MOINES, IA	Current employment
P•••••••• A•••• M•••••••••	Other adviser	May 7, 2018	Nov 4, 2025	no	Des Moines, IA\|West Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••• M•••••••••	F••••• G••••• I•••	Nov 4, 2025	Nov 21, 2025	17	Firm change	Other
P•••••••• S••••••••• I•••	P•••••••• A•••• M•••••••••	May 2, 2018	May 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:109002:IA:2018-05-02	May 2, 2018	May 7, 2018	DES MOINES, IA	Firm change

Relationships

Registered with (3)

→ F••••• G••••• I•••Registered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ P•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
May 7, 2018 to Nov 4, 2025factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 24, 2005 to May 2, 2018factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f35885c9-f179-77e4-fbdb-058c2ef47387
First observed: Feb 24, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.