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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TILLMAN HARTLEY LLC

CRD 109479

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3597ebb-d1ac-386f-c18d-379e8a7f3524

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $746MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $730M
Private client RAUM: $645MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $249Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 302
Individual clients: 11
High net worth clients: 46
Custody, client assets: $95.1M
SEC number: 801-56787
CRD: 109479
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, FL
Website: tillmanhartley.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN ROBERT SCHWALL	Chartered Financial Analyst	ENGLEWOOD, CO \| DENVER, CO	17	19	n/a	no
GARY WILLIAM LUTES	Chartered Financial Analyst	DENVER, CO \| CANDLER, NC	15	21	n/a	no
BENJAMIN ROBERT CANNON	n/a	Athens, GA \| DENVER, CO	11	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAMBERT, MICHAEL, DAVID	Member	B	yes	09/2001	Mar 30, 2012	Apr 18, 2024
LUTES, GARY, WILLIAM	Member	C	yes	01/2011	Mar 30, 2012	Apr 18, 2024
SCHWALL, KEVIN, ROBERT	Manager	C	yes	01/2011	Mar 30, 2012	Apr 18, 2024
CANNON, BENJAMIN, ROBERT	Member	B	no	12/2017	Mar 31, 2018	Apr 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MICHAEL GERARD TILLMAN	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$746M	$730M	5	3	3	n/a	n/a
2024	Mar 28, 2025	$609M	$609M	5	3	3	n/a	n/a
2023	Mar 28, 2024	$570M	$570M	5	4	4	n/a	n/a
2022	Mar 28, 2023	$513M	$513M	5	4	4	n/a	n/a
2021	Mar 30, 2022	$605M	$605M	5	4	4	n/a	n/a
2020	Mar 26, 2021	$540M	$540M	5	4	4	n/a	n/a
2019	Mar 27, 2020	$483M	$483M	5	4	4	n/a	n/a
2018	Mar 28, 2019	$423M	$423M	5	4	4	n/a	n/a
2017	Mar 31, 2018	$524M	$474M	5	4	1	n/a	n/a
2016	Mar 31, 2017	$551M	$402M	5	4	n/a	n/a	n/a
2015	Mar 30, 2016	$505M	$376M	5	4	n/a	n/a	n/a
2014	Mar 31, 2015	$388M	$342M	5	4	n/a	n/a	n/a
2013	Mar 31, 2014	$454M	$325M	5	3	n/a	n/a	n/a
2012	Apr 1, 2013	$414M	$277M	5	3	n/a	n/a	n/a
2011	Mar 30, 2012	$390M	$260M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$746M	$609M	22.5%	$513M	13.3%	5	5	3	3

Relationships

Registered with (3)

← BENJAMIN ROBERT CANNONAdvisorregistration: current employment
Nov 7, 2014 to presentfactForm ADV
← GARY WILLIAM LUTESAdvisorregistration: current employment
May 26, 2011 to presentfactForm ADV
← KEVIN ROBERT SCHWALLAdvisorregistration: current employment
Feb 20, 2009 to presentfactForm ADV

Controls (3)

← LAMBERT, MICHAEL, DAVIDOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to Apr 18, 2024factForm ADV
← SCHWALL, KEVIN, ROBERTOwnerMANAGER, ownership code C, individual
Mar 30, 2012 to Apr 18, 2024factForm ADV
← LUTES, GARY, WILLIAMOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to Apr 18, 2024factForm ADV

Owns (1)

← CANNON, BENJAMIN, ROBERTOwnerMEMBER, ownership code B, individual
Mar 31, 2018 to Apr 18, 2024factForm ADV

Dated events

Occurred
Apr 18, 2024
Control person left
Gerard Michael Tillman (Manager) no longer on Schedule A of Tillman Hartley Llc (listed 2024-03-28, absent 2024-04-18)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3597ebb-d1ac-386f-c18d-379e8a7f3524
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TILLMAN HARTLEY LLC

CRD 109479

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3597ebb-d1ac-386f-c18d-379e8a7f3524

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN ROBERT SCHWALL

Chartered Financial Analyst

ENGLEWOOD, CO | DENVER, CO

n/a

GARY WILLIAM LUTES

Chartered Financial Analyst

DENVER, CO | CANDLER, NC

n/a

BENJAMIN ROBERT CANNON

n/a

Athens, GA | DENVER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAMBERT, MICHAEL, DAVID

Member

yes

09/2001

Mar 30, 2012

Apr 18, 2024

LUTES, GARY, WILLIAM

Member

yes

01/2011

Mar 30, 2012

Apr 18, 2024

SCHWALL, KEVIN, ROBERT

Manager

yes

01/2011

Mar 30, 2012

Apr 18, 2024

CANNON, BENJAMIN, ROBERT

Member

12/2017

Mar 31, 2018

Apr 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MICHAEL GERARD TILLMAN

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$746M

$730M

n/a

2024

Mar 28, 2025

$609M

n/a

2023

Mar 28, 2024

$570M

n/a

2022

Mar 28, 2023

$513M

n/a

2021

Mar 30, 2022

$605M

n/a

2020

Mar 26, 2021

$540M

n/a

2019

Mar 27, 2020

$483M

n/a

2018

Mar 28, 2019

$423M

n/a

2017

Mar 31, 2018

$524M

$474M

n/a

2016

Mar 31, 2017

$551M

$402M

n/a

2015

Mar 30, 2016

$505M

$376M

n/a

2014

Mar 31, 2015

$388M

$342M

n/a

2013

Mar 31, 2014

$454M

$325M

n/a

2012

Apr 1, 2013

$414M

$277M

n/a

2011

Mar 30, 2012

$390M

$260M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$746M

$609M

22.5%

$513M

13.3%