DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• H•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Aug 20, 1999
RAUM
$746M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
86%
$645M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$249M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$746M as of Mar 30, 2026
Mar 30, 2012$390M then
HNW client RAUM$638M as of Mar 30, 2026
Mar 31, 2018$445M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Apr 1, 20133 then
Employees (5.A)5 as of Mar 30, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +22% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $249MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.9MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +33%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $168MreportedItem 5.I
- Custody
- $95.1M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$638M86%
- Charitable organizations$102M14%
- Individuals$6.5M0.9%
- Individual clients
- 11reported
- HNW clients
- 46reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 302reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $95.1M for 26 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• R••••• S••••••Chartered Financial Analyst | Englewood, Co | Feb 20, 2009 | 19 y | 0 |
| G••• W•••••• L••••Chartered Financial Analyst | Denver, Co | May 26, 2011 | 21 y | 0 |
| B••••••• R••••• C••••• | Athens, Ga | Nov 7, 2014 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••• M••••••• D•••• · Membercontrolsince 09/2001 · owns 10% to 25%
- L••••• G•••• W•••••• · Membercontrolsince 01/2011 · owns 25% to 50%
- S••••••• K••••• R••••• · Managercontrolsince 01/2011 · owns 25% to 50%
- C•••••• B•••••••• R••••• · Membersince 12/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
- M•••••• G••••• T••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 30, 2026HNW RAUM per HNW client of $13,874,239 against a peer median of $3,134,900 (1404 comparable advisers, 98.0th percentile, 7.1 robust deviations)peers: independent wealth managers, $500M to $1B (1,404) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 273 to 302Mar 28, 2025 to Mar 30, 2026
- HNW clients · 35 to 46Mar 28, 2025 to Mar 30, 2026
- Individual clients · 8 to 11Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $85.9M to $95.1MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $609M to $730MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $515M to $638MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $4.5M to $6.5MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $16.2MMar 28, 2025 to Mar 30, 2026
- RAUM · $609M to $746MMar 28, 2025 to Mar 30, 2026
- Accounts · 258 to 273Apr 18, 2024 to Mar 28, 2025
- Advisory employees · 4 to 3Apr 18, 2024 to Mar 28, 2025
- Assets in custody · $79.9M to $85.9MApr 18, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 0Apr 18, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 3Apr 18, 2024 to Mar 28, 2025
- Other offices · 4 to 3Apr 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $570M to $609MApr 18, 2024 to Mar 28, 2025
- HNW RAUM · $478M to $515MApr 18, 2024 to Mar 28, 2025
- Individual RAUM · $3.9M to $4.5MApr 18, 2024 to Mar 28, 2025
- RAUM · $570M to $609MApr 18, 2024 to Mar 28, 2025
- Accounts · 249 to 258Apr 19, 2023 to Mar 28, 2024
- HNW clients · 37 to 35Apr 19, 2023 to Mar 28, 2024
- Assets in custody · $68.1M to $79.9MApr 19, 2023 to Mar 28, 2024
- Financial planning clients · 1-10 to 11-25Apr 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $513M to $570MApr 19, 2023 to Mar 28, 2024
- HNW RAUM · $427M to $478MApr 19, 2023 to Mar 28, 2024
- Individual RAUM · $3.5M to $3.9MApr 19, 2023 to Mar 28, 2024
- RAUM · $513M to $570MApr 19, 2023 to Mar 28, 2024
- Accounts · 245 to 249Mar 30, 2022 to Mar 28, 2023
- Charity clients · 7 to 6Mar 30, 2022 to Mar 28, 2023
- HNW clients · 40 to 37Mar 30, 2022 to Mar 28, 2023
- Assets in custody · $57.9M to $68.1MMar 30, 2022 to Mar 28, 2023
- Financial planning clients · 11-25 to 1-10Mar 30, 2022 to Mar 28, 2023
- HQ city · NASHVILLE to DENVERMar 30, 2022 to Mar 28, 2023
- HQ state · TN to COMar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $605M to $513MMar 30, 2022 to Mar 28, 2023
- HNW RAUM · $488M to $427MMar 30, 2022 to Mar 28, 2023
- Individual RAUM · $3.8M to $3.5MMar 30, 2022 to Mar 28, 2023
- RAUM · $605M to $513MMar 30, 2022 to Mar 28, 2023
- Accounts · 246 to 245Mar 26, 2021 to Mar 30, 2022
- Assets in custody · $21.5M to $57.9MMar 26, 2021 to Mar 30, 2022
Signals
1 dated events
- Gerard Michael Tillman (Manager) no longer on Schedule A of T•••••• H•••••• L•• (listed 2024-03-28, absent 2024-04-18)Apr 18, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 352-335-9015reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/tillman-hartley-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T••••••H••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 352-335-9015reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $249Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026