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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

MICHAEL LOUIS GLOBENFELT

Advisor at SCHWAB WEALTH ADVISORY, INC.

Riverview, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 10, 2006
First registration: Nov 9, 2006
Dual registered: yes, broker-dealer
Other names: MICHAEL LOUIS G
IAPD individual key: 1886619

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 7, 2026	n/a	yes	Riverview, FL	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	May 24, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Apr 26, 2011	Jan 8, 2018	no	TAMPA, FL\|TAMPA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 14, 2008	Mar 23, 2011	no	TAMPA, FL\|TAMPA, FL\|ST. PETERSBURG, FL\|BRANDON, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 9, 2006	Apr 16, 2008	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	SCHWAB WEALTH ADVISORY, INC.	May 24, 2020	Jan 7, 2026	2,054	Firm change after gap	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
WELLS FARGO ADVISORS	USAA FINANCIAL PLANNING SERVICES	Mar 23, 2011	Apr 26, 2011	34	Firm change	Wirehouse to new firm
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Apr 16, 2008	May 14, 2008	28	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:159035:TX:2020-05-24	May 24, 2020	Jan 7, 2026	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to May 24, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 26, 2011 to Jan 8, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 14, 2008 to Mar 23, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 9, 2006 to Apr 16, 2008factForm ADV

Dated events

No dated event names this entity yet.