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Advisor at LPL FINANCIAL LLC
GRAND JUNCTION, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 22, 2024 | n/a | yes | GRAND JUNCTION, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 29, 2016 | Apr 2, 2026 | no | Golden, CO|Greenwood Village, CO|Grand Junction, CO | Previous registration |
| GALLACHER CAPITAL MANAGEMENT, LLC | Independent wealth | Aug 27, 2014 | Jul 5, 2016 | no | LONE TREE, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2006 | Jul 31, 2008 | no | BOULDER, CO|BOULDER, CO|DENVER, CO | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Mar 30, 2000 | Aug 12, 2006 | no | BOULDER, CO|MINNEAPOLIS, MN|BOULDER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | LPL FINANCIAL LLC | Apr 2, 2026 | Oct 22, 2024 | -527 | Firm change after gap | RIA to ibd |
| GALLACHER CAPITAL MANAGEMENT, LLC | WESTERN WEALTH MANAGEMENT LLC | Jul 5, 2016 | Jun 29, 2016 | -6 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | GALLACHER CAPITAL MANAGEMENT, LLC | Jul 31, 2008 | Aug 27, 2014 | 2,218 | Firm change after gap | Other |
| PIPER SANDLER & CO. | UBS FINANCIAL SERVICES INC. | Aug 12, 2006 | Aug 12, 2006 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113189:283545:CO:2016-07-05 | Jul 5, 2016 | Jun 29, 2016 | LONE TREE, CO | Firm change |